Brian J. Lee - Jul 14, 2021 Form 4 Insider Report for GOLDMAN SACHS GROUP INC (GS)

Role
Chief Risk Officer
Signature
/s/ Beverly L. O'Toole, Attorney-in-fact
Stock symbol
GS
Transactions as of
Jul 14, 2021
Transactions value $
-$2,350,498
Form type
4
Date filed
7/16/2021, 04:31 PM
Next filing
Jan 27, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction GS Common Stock, par value $0.01 per share Sale -$1.72M -4.57K -23.61% $376.34 14.8K Jul 14, 2021 See footnote F1, F2
transaction GS Common Stock, par value $0.01 per share Sale -$429K -1.14K -7.67% $377.39 13.7K Jul 14, 2021 See footnote F2, F3
transaction GS Common Stock, par value $0.01 per share Sale -$200K -530 -3.88% $378.12 13.1K Jul 14, 2021 See footnote F2, F4
holding GS Common Stock, par value $0.01 per share 21.6K Jul 14, 2021 Direct
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Reflects a weighted average sale price of $376.34 per share, at prices ranging from $375.94 to $376.91 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
F2 Held through a trust, the sole trustee of which is the Reporting Person's spouse and the sole beneficiaries of which are immediate family members of the Reporting Person. The Reporting Person disclaims beneficial ownership of these shares.
F3 Reflects a weighted average sale price of $377.39 per share, at prices ranging from $376.94 to $377.93 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
F4 Reflects a weighted average sale price of $378.12 per share, at prices ranging from $377.94 to $378.29 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.