Nicholas Warner - 10 Jan 2022 Form 4 Insider Report for SentinelOne, Inc. (S)

Source evidence Original filing metadata and source links for verification. 5 source fields
SEC form
4
Accepted by SEC
12 Jan 2022, 16:18:15 UTC
Prior SEC filing
10 Dec 2021
Next SEC filing
14 Jan 2022
Source filing
View source filing
Reporting owner 1 detail
Reporting owner signature
/s/ David Bernhardt, Attorney-in-Fact

Key filing fact

Nicholas Warner filed Form 4 for SentinelOne, Inc. (S) on 12 Jan 2022.

Key facts

  • This page summarizes Nicholas Warner's Form 4 filing for SentinelOne, Inc. (S).
  • 10 reported transactions and 3 derivative rows are listed below.
  • Accepted by SEC: 12 Jan 2022, 16:18.

Change

  • Previous filing in this sequence was filed on 10 Dec 2021.
  • Current net transaction value: -$2,650,084.

Research use

  • This tells you what this filing adds before you inspect full transaction and derivative tables.
  • You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

S transaction

Class A Common Stock

Conversion of derivative security

Transaction value
$40,203
Shares
+62,166
Change %
+5286%
Price
$0.6467*
Shares after
63,342
Date
10 Jan 2022
Ownership
Direct
Footnotes
F1, F2
S transaction

Class A Common Stock

Sale

Transaction value
$787,326
Shares
-19,185
Change %
-30%
Price
$41.04
Shares after
44,157
Date
10 Jan 2022
Ownership
Direct
Footnotes
F2, F3, F4
S transaction

Class A Common Stock

Sale

Transaction value
$429,893
Shares
-10,140
Change %
-23%
Price
$42.40
Shares after
34,017
Date
10 Jan 2022
Ownership
Direct
Footnotes
F2, F3, F5
S transaction

Class A Common Stock

Sale

Transaction value
$230,899
Shares
-5,357
Change %
-1.8%
Price
$43.10
Shares after
286,610
Date
10 Jan 2022
Ownership
Direct
Footnotes
F2, F3, F6
S transaction

Class A Common Stock

Sale

Transaction value
$150,642
Shares
-3,400
Change %
-12%
Price
$44.31
Shares after
25,260
Date
10 Jan 2022
Ownership
Direct
Footnotes
F2, F3, F7
S transaction

Class A Common Stock

Sale

Transaction value
$925,000
Shares
-20,459
Change %
-81%
Price
$45.21
Shares after
4,801
Date
10 Jan 2022
Ownership
Direct
Footnotes
F2, F3, F8
S transaction

Class A Common Stock

Sale

Transaction value
$166,526
Shares
-3,625
Change %
-76%
Price
$45.94
Shares after
1,176
Date
10 Jan 2022
Ownership
Direct
Footnotes
F2, F3, F9

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

S transaction Derivative

Stock Option (Right to Buy)

Options Exercise

Transaction value
$0
Shares
-62,166
Change %
-7.2%
Price
$0.000000
Shares after
797,211
Date
10 Jan 2022
Ownership
Direct
Underlying class
Class B Common Stock
Underlying amount
62,166
Exercise price
$0.6467
Footnotes
F10
S transaction Derivative

Class B Common Stock

Options Exercise

Transaction value
$0
Shares
+62,166
Change %
Price
$0.000000
Shares after
62,166
Date
10 Jan 2022
Ownership
Direct
Underlying class
Class A Common Stock
Underlying amount
62,166
Exercise price
Footnotes
F11, F12
S transaction Derivative

Class B Common Stock

Conversion of derivative security

Transaction value
$0
Shares
-62,166
Change %
-100%
Price
$0.000000*
Shares after
0
Date
10 Jan 2022
Ownership
Direct
Underlying class
Class A Common Stock
Underlying amount
62,166
Exercise price
Footnotes
F11, F12
* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 12 footnotes

Footnote F1

Represents the number of shares that were acquired upon conversion of Class B common stock to Class A common stock.

Footnote F2

Includes 1,176 shares acquired under the Employee Stock Purchase Plan on January 5, 2022.

Footnote F3

The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on July 14, 2021.

Footnote F4

The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $40.74 to $41.72, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth herein.

Footnote F5

The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $41.76 to $42.75, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth herein.

Footnote F6

The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $42.76 to $43.75, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth herein.

Footnote F7

The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $43.76 to $44.74, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth herein.

Footnote F8

The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $44.79 to $45.78, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth herein.

Footnote F9

The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $45.79 to $46.00, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth herein.

Footnote F10

The stock option is fully vested.

Footnote F11

Each share of Class B common stock is convertible into one share of Class A common stock at any time and will convert automatically upon certain transfers and upon the earlier of (i) the date specified by a vote of the holders of 66 2/3% of the then outstanding shares of Class B common stock, (ii) seven years from the effective date of the Issuer's initial public offering ("IPO"), (iii) the first date following the IPO on which the number of shares of outstanding Class B common stock (including shares of Class B common stock subject to outstanding stock options) held by Tomer Weingarten, including certain entities that Mr. Weingarten controls, is less than 25% of the number of shares of Class B common stock (including shares of Class B common stock subject to outstanding stock options) that Mr. Weingarten originally held as of the date of the IPO,

Footnote F12

(continued from footnote 11) (iv) the date fixed by the Issuer's board of directors (the "Board"), following the first date following the completion of this offering when Mr. Weingarten is no longer providing services to the Issuer as an officer, employee, consultant or member of the Board, (v) the date fixed by the Board following the date, if applicable, on which Mr. Weingarten is terminated for cause, as defined in the Issuer's restated certificate of incorporation, and (vi) the date that is 12 months after the death or disability, as defined in the Issuer's restated certificate of incorporation, of Mr. Weingarten.

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