Nicholas Warner - 09 Dec 2021 Form 4 Insider Report for SentinelOne, Inc. (S)

Source evidence Original filing metadata and source links for verification. 5 source fields
SEC form
4
Accepted by SEC
10 Dec 2021, 18:23:41 UTC
Prior SEC filing
30 Sep 2021
Next SEC filing
12 Jan 2022
Source filing
View source filing
Reporting owner 1 detail
Reporting owner signature
/s/ David Bernhardt, Attorney-in-Fact

Key filing fact

Nicholas Warner filed Form 4 for SentinelOne, Inc. (S) on 10 Dec 2021.

Key facts

  • This page summarizes Nicholas Warner's Form 4 filing for SentinelOne, Inc. (S).
  • 16 reported transactions and 6 derivative rows are listed below.
  • Accepted by SEC: 10 Dec 2021, 18:23.

Change

  • Previous filing in this sequence was filed on 30 Sep 2021.
  • Current net transaction value: -$7,849,168.

Research use

  • This tells you what this filing adds before you inspect full transaction and derivative tables.
  • You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

S transaction

Class A Common Stock

Conversion of derivative security

Transaction value
$40,203
Shares
+62,166
Change %
Price
$0.6467*
Shares after
62,166
Date
09 Dec 2021
Ownership
Direct
Footnotes
F1
S transaction

Class A Common Stock

Sale

Transaction value
$465,133
Shares
-10,000
Change %
-16%
Price
$46.51
Shares after
52,166
Date
09 Dec 2021
Ownership
Direct
Footnotes
F2, F3
S transaction

Class A Common Stock

Sale

Transaction value
$108,201
Shares
-2,300
Change %
-4.4%
Price
$47.04
Shares after
49,866
Date
09 Dec 2021
Ownership
Direct
Footnotes
F2, F4
S transaction

Class A Common Stock

Sale

Transaction value
$363,243
Shares
-7,600
Change %
-15%
Price
$47.80
Shares after
42,266
Date
09 Dec 2021
Ownership
Direct
Footnotes
F2, F5
S transaction

Class A Common Stock

Sale

Transaction value
$4,858
Shares
-100
Change %
-0.24%
Price
$48.58
Shares after
42,166
Date
09 Dec 2021
Ownership
Direct
Footnotes
F2
S transaction

Class A Common Stock

Sale

Transaction value
$642,148
Shares
-13,605
Change %
-32%
Price
$47.20
Shares after
28,561
Date
09 Dec 2021
Ownership
Direct
Footnotes
F2, F6
S transaction

Class A Common Stock

Sale

Transaction value
$1,348,061
Shares
-28,161
Change %
-99%
Price
$47.87
Shares after
400
Date
09 Dec 2021
Ownership
Direct
Footnotes
F2, F7
S transaction

Class A Common Stock

Sale

Transaction value
$19,457
Shares
-400
Change %
-100%
Price
$48.64
Shares after
0
Date
09 Dec 2021
Ownership
Direct
Footnotes
F2, F8
S transaction

Class A Common Stock

Conversion of derivative security

Transaction value
$64,670
Shares
+100,000
Change %
Price
$0.6467*
Shares after
100,000
Date
10 Dec 2021
Ownership
Direct
Footnotes
F1
S transaction

Class A Common Stock

Sale

Transaction value
$5,002,940
Shares
-100,000
Change %
-100%
Price
$50.03
Shares after
0
Date
10 Dec 2021
Ownership
Direct
Footnotes
F2, F9

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

S transaction Derivative

Stock Option (Right to Buy)

Options Exercise

Transaction value
$0
Shares
-62,166
Change %
-6.1%
Price
$0.000000
Shares after
959,377
Date
09 Dec 2021
Ownership
Direct
Underlying class
Class B Common Stock
Underlying amount
62,166
Exercise price
$0.6467
Footnotes
F10
S transaction Derivative

Class B Common Stock

Options Exercise

Transaction value
$0
Shares
+62,166
Change %
Price
$0.000000
Shares after
62,166
Date
09 Dec 2021
Ownership
Direct
Underlying class
Class A Common Stock
Underlying amount
62,166
Exercise price
Footnotes
F11, F12
S transaction Derivative

Class B Common Stock

Conversion of derivative security

Transaction value
$0
Shares
-62,166
Change %
-100%
Price
$0.000000*
Shares after
0
Date
09 Dec 2021
Ownership
Direct
Underlying class
Class A Common Stock
Underlying amount
62,166
Exercise price
Footnotes
F11, F12
S transaction Derivative

Stock Option (Right to Buy)

Options Exercise

Transaction value
$0
Shares
-100,000
Change %
-10%
Price
$0.000000
Shares after
859,377
Date
10 Dec 2021
Ownership
Direct
Underlying class
Class A Common Stock
Underlying amount
100,000
Exercise price
$0.6467
Footnotes
F10
S transaction Derivative

Class B Common Stock

Options Exercise

Transaction value
$0
Shares
+100,000
Change %
Price
$0.000000
Shares after
100,000
Date
10 Dec 2021
Ownership
Direct
Underlying class
Class A Common Stock
Underlying amount
100,000
Exercise price
Footnotes
F11, F12
S transaction Derivative

Class B Common Stock

Conversion of derivative security

Transaction value
$0
Shares
-100,000
Change %
-100%
Price
$0.000000*
Shares after
0
Date
10 Dec 2021
Ownership
Direct
Underlying class
Class A Common Stock
Underlying amount
100,000
Exercise price
Footnotes
F11, F12
* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 12 footnotes

Footnote F1

Represents the number of shares that were acquired upon conversion of Class B common stock to Class A common stock.

Footnote F2

The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on July 14, 2021.

Footnote F3

The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $46.50 to $46.60, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth herein.

Footnote F4

The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $46.42 to $47.32, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth herein.

Footnote F5

The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $47.43 to $48.20, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth herein.

Footnote F6

The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $46.51 to $47.50, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth herein.

Footnote F7

The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $47.51 to $48.44, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth herein.

Footnote F8

The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $48.57 to $48.75, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth herein.

Footnote F9

The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $50.00 to $50.19, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth herein.

Footnote F10

The stock option is fully vested.

Footnote F11

Each share of Class B common stock is convertible into one share of Class A common stock at any time and will convert automatically upon certain transfers and upon the earlier of (i) the date specified by a vote of the holders of 66 2/3% of the then outstanding shares of Class B common stock, (ii) seven years from the effective date of the Issuer's initial public offering ("IPO"), (iii) the first date following the IPO on which the number of shares of outstanding Class B common stock (including shares of Class B common stock subject to outstanding stock options) held by Tomer Weingarten, including certain entities that Mr. Weingarten controls, is less than 25% of the number of shares of Class B common stock (including shares of Class B common stock subject to outstanding stock options) that Mr. Weingarten originally held as of the date of the IPO,

Footnote F12

(continued from footnote 1) (iv) the date fixed by the Issuer's board of directors (the "Board"), following the first date following the completion of this offering when Mr. Weingarten is no longer providing services to the Issuer as an officer, employee, consultant or member of the Board, (v) the date fixed by the Board following the date, if applicable, on which Mr. Weingarten is terminated for cause, as defined in the Issuer's restated certificate of incorporation, and (vi) the date that is 12 months after the death or disability, as defined in the Issuer's restated certificate of incorporation, of Mr. Weingarten.

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