D. Sliney - Jan 7, 2022 Form 4 Insider Report for STIFEL FINANCIAL CORP (SF)

Role
Chief Operating Officer
Signature
/s/ David Sliney
Stock symbol
SF
Transactions as of
Jan 7, 2022
Transactions value $
-$244,005
Form type
4
Date filed
1/11/2022, 03:56 PM
Previous filing
Feb 14, 2022
Next filing
Mar 4, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction SF Common Stock Options Exercise $0 +11.3K +6.99% $0.00 174K Jan 7, 2022 Direct
transaction SF Common Stock Tax liability -$244K -3.47K -2% $70.42 170K Jan 7, 2022 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction SF Phantom Stock Units Options Exercise $0 -11.3K -37.48% $0.00 18.9K Jan 7, 2022 Common Stock 11.3K $0.00 Direct F1, F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Currently exercisable.
F2 No expiration date for these Units.