DAVID D. SLINEY - 07 Jan 2022 Form 4 Insider Report for STIFEL FINANCIAL CORP (SF)

Role
Chief Operating Officer
Signature
/s/ David Sliney
Issuer symbol
SF
Transactions as of
07 Jan 2022
Net transactions value
-$244,005
Form type
4
Filing time
11 Jan 2022, 15:56:51 UTC
Previous filing
14 Feb 2022
Next filing
04 Mar 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction SF Common Stock Options Exercise $0 +11,333 +7% $0.000000 173,555 07 Jan 2022 Direct
transaction SF Common Stock Tax liability $244,005 -3,465 -2% $70.42 170,090 07 Jan 2022 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction SF Phantom Stock Units Options Exercise $0 -11,333 -37% $0.000000 18,906 07 Jan 2022 Common Stock 11,333 $0.000000 Direct F1, F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Currently exercisable.
F2 No expiration date for these Units.