Victor Nesi - Jan 7, 2022 Form 4 Insider Report for STIFEL FINANCIAL CORP (SF)

Role
Co-President
Signature
/s/ Victor Nesi
Stock symbol
SF
Transactions as of
Jan 7, 2022
Transactions value $
-$656,667
Form type
4
Date filed
1/11/2022, 03:50 PM
Previous filing
Dec 16, 2021
Next filing
Feb 23, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction SF Common Stock Options Exercise $0 +22.2K +10.68% $0.00 230K Jan 7, 2022 Direct
transaction SF Common Stock Tax liability -$657K -9.33K -4.05% $70.42 221K Jan 7, 2022 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction SF Phantom Stock Units Options Exercise $0 -22.2K -35.6% $0.00 40.2K Jan 7, 2022 Common Stock 22.2K $0.00 Direct F1, F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Currently exercisable.
F2 No expiration date for these Units.