Thomas B. Michaud - 07 Jan 2022 Form 4 Insider Report for STIFEL FINANCIAL CORP (SF)

Role
Senior Vice President
Signature
/s/ Thomas Michaud
Issuer symbol
SF
Transactions as of
07 Jan 2022
Net transactions value
-$526,953
Form type
4
Filing time
11 Jan 2022, 15:46:39 UTC
Next filing
23 Feb 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction SF Common Stock Options Exercise $0 +18,614 +15% $0.000000 139,425 07 Jan 2022 Direct
transaction SF Common Stock Tax liability $526,953 -7,483 -5.4% $70.42 131,942 07 Jan 2022 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction SF Phantom Stock Units Options Exercise $0 -18,614 -30% $0.000000 43,430 07 Jan 2022 Common Stock 18,614 $0.000000 Direct F1, F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Currently exercisable.
F2 No expiration date for these Units.