Thomas Michaud - Jan 7, 2022 Form 4 Insider Report for STIFEL FINANCIAL CORP (SF)

Role
Senior Vice President
Signature
/s/ Thomas Michaud
Stock symbol
SF
Transactions as of
Jan 7, 2022
Transactions value $
-$526,953
Form type
4
Date filed
1/11/2022, 03:46 PM
Next filing
Feb 23, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction SF Common Stock Options Exercise $0 +18.6K +15.41% $0.00 139K Jan 7, 2022 Direct
transaction SF Common Stock Tax liability -$527K -7.48K -5.37% $70.42 132K Jan 7, 2022 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction SF Phantom Stock Units Options Exercise $0 -18.6K -30% $0.00 43.4K Jan 7, 2022 Common Stock 18.6K $0.00 Direct F1, F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Currently exercisable.
F2 No expiration date for these Units.