Mark P. Fisher - 07 Jan 2022 Form 4 Insider Report for STIFEL FINANCIAL CORP (SF)

Role
SENIOR VP & GENERAL COUNSEL
Signature
/s/ Mark Fisher
Issuer symbol
SF
Transactions as of
07 Jan 2022
Net transactions value
-$337,734
Form type
4
Filing time
11 Jan 2022, 15:36:49 UTC
Previous filing
05 Apr 2022
Next filing
23 Feb 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction SF Common Stock Options Exercise $0 +8,904 +26% $0.000000 43,696 07 Jan 2022 Direct
transaction SF Common Stock Tax liability $337,734 -4,796 -11% $70.42 38,900 07 Jan 2022 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction SF Phantom Stock Units Options Exercise $0 -8,904 -25% $0.000000 26,775 07 Jan 2022 Common Stock 8,904 $0.000000 Direct F1, F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Currently exercisable.
F2 No expiration date for these Units.