Mark Fisher - Jan 7, 2022 Form 4 Insider Report for STIFEL FINANCIAL CORP (SF)

Role
SENIOR VP & GENERAL COUNSEL
Signature
/s/ Mark Fisher
Stock symbol
SF
Transactions as of
Jan 7, 2022
Transactions value $
-$337,734
Form type
4
Date filed
1/11/2022, 03:36 PM
Previous filing
Apr 5, 2022
Next filing
Feb 23, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction SF Common Stock Options Exercise $0 +8.9K +25.59% $0.00 43.7K Jan 7, 2022 Direct
transaction SF Common Stock Tax liability -$338K -4.8K -10.98% $70.42 38.9K Jan 7, 2022 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction SF Phantom Stock Units Options Exercise $0 -8.9K -24.96% $0.00 26.8K Jan 7, 2022 Common Stock 8.9K $0.00 Direct F1, F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Currently exercisable.
F2 No expiration date for these Units.