Peter Downs - 31 Dec 2021 Form 5 Insider Report for Newtek Business Services Corp. (NEWTL)

Role
Chief Lending Officer, Director
Signature
Peter Downs
Issuer symbol
NEWTL
Transactions as of
31 Dec 2021
Net transactions value
-$120,599
Form type
5
Filing time
10 Jan 2022, 07:13:26 UTC
Next filing
05 Aug 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction NEWTL Common stock Tax liability $167,349 -6,081 -11% $27.52 46,958 15 Mar 2021 Direct F1
transaction NEWTL Common stock Purchase $14,712 +551 +1.2% $26.70 46,958 31 Mar 2021 Direct F2
transaction NEWTL Common stock Purchase $8,241 +236 +0.51% $34.92 46,958 30 Jun 2021 Direct F2
transaction NEWTL Common stock Purchase $10,787 +389 +0.84% $27.73 46,958 30 Sep 2021 Direct F2
transaction NEWTL Common stock Purchase $13,010 +475 +1% $27.39 46,958 30 Dec 2021 Direct F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Disposition by Reporting Person to Issuer under the Issuer's 2015 Stock Incentive Plan to satisfy tax withholding obligations relating to vesting of restricted shares of the Issuer's common stock
F2 Shares received by Reporting Person pursuant to regular quarterly dividend declared by Issuer