Peter Mathison Downs - 31 Dec 2021 Form 5 Insider Report for Newtek Business Services Corp. (NEWT)

Reporting relationship: Chief Lending Officer, Director
Issuer ticker: NEWT
Reported as of: 31 Dec 2021
Net transaction value: -$120,599
SEC form: 5
Accepted by SEC: 10 Jan 2022, 07:13:26 UTC
Next SEC filing: 05 Aug 2022
Source filing: View source filing
Reporting owner signature: Peter Downs

Key filing fact

Peter Mathison Downs filed Form 5 for Newtek Business Services Corp. (NEWT) on 10 Jan 2022.

Key facts

This page summarizes Peter Mathison Downs's Form 5 filing for Newtek Business Services Corp. (NEWT).
5 reported transactions and 0 derivative rows are listed below.
Accepted by SEC: 10 Jan 2022, 07:13.

Change

No earlier filing in this sequence is available for direct comparison.
Current net transaction value: -$120,599.

Research use

This tells you what this filing adds before you inspect full transaction and derivative tables.
You can trace every row back to the original SEC filing document.

Evidence

Official SEC source

Ownership activity is grounded in SEC Form 5 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

NEWTL transaction

Common stock

Tax liability

Transaction value: $167,349
Shares: -6,081
Change %: -11%
Price: $27.52
Shares after: 46,958
Date: 15 Mar 2021
Ownership: Direct
Footnotes: F1

NEWTL transaction

Common stock

Purchase

Transaction value: $14,712
Shares: +551
Change %: +1.2%
Price: $26.70
Shares after: 46,958
Date: 31 Mar 2021
Ownership: Direct
Footnotes: F2

NEWTL transaction

Common stock

Purchase

Transaction value: $8,241
Shares: +236
Change %: +0.51%
Price: $34.92
Shares after: 46,958
Date: 30 Jun 2021
Ownership: Direct
Footnotes: F2

NEWTL transaction

Common stock

Purchase

Transaction value: $10,787
Shares: +389
Change %: +0.84%
Price: $27.73
Shares after: 46,958
Date: 30 Sep 2021
Ownership: Direct
Footnotes: F2

NEWTL transaction

Common stock

Purchase

Transaction value: $13,010
Shares: +475
Change %: +1%
Price: $27.39
Shares after: 46,958
Date: 30 Dec 2021
Ownership: Direct
Footnotes: F2

^* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 2 footnotes

Footnote F1

Disposition by Reporting Person to Issuer under the Issuer's 2015 Stock Incentive Plan to satisfy tax withholding obligations relating to vesting of restricted shares of the Issuer's common stock

Footnote F2

Shares received by Reporting Person pursuant to regular quarterly dividend declared by Issuer