Neda Navab - 05 Jan 2022 Form 4 Insider Report for Compass, Inc. (COMP)

Role
President, East Region
Signature
/s/ Bradley K. Serwin, as attorney-in-fact
Issuer symbol
COMP
Transactions as of
05 Jan 2022
Net transactions value
-$11,323
Form type
4
Filing time
07 Jan 2022, 16:36:26 UTC
Previous filing
07 Dec 2021
Next filing
07 Feb 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction COMP Class A Common Stock Options Exercise +3,050 +12% 28,562 05 Jan 2022 Direct F1
transaction COMP Class A Common Stock Tax liability $11,323 -1,278 -4.5% $8.86 27,284 05 Jan 2022 Direct F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction COMP Restricted Stock Unit (RSU) Options Exercise $0 -30 -4.5% $0.000000 630 05 Jan 2022 Class A Common Stock 30 Direct F1, F3
transaction COMP Restricted Stock Unit (RSU) Options Exercise $0 -3,020 -2.9% $0.000000 102,710 05 Jan 2022 Class A Common Stock 3,020 Direct F1, F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each RSU represents a contingent right to receive one (1) share of the Issuer's Class A Common Stock upon settlement.
F2 Represents shares withheld by Issuer to satisfy tax withholding obligations on the vesting of RSUs.
F3 The RSUs vest as to 2.0833% of the total shares monthly, beginning on October 15, 2019, with 100% of the total shares vested on September 25, 2023, subject to the reporting person's provision of service to the Issuer on each vesting date.
F4 The RSUs vest as to 2.0833% of the total shares monthly, beginning on October 15, 2020, with 100% of the total shares vested on October 15, 2024, subject to the reporting person's provision of service to the Issuer on each vesting date.