Neda Navab - Jan 5, 2022 Form 4 Insider Report for Compass, Inc. (COMP)

Role
President, East Region
Signature
/s/ Bradley K. Serwin, as attorney-in-fact
Stock symbol
COMP
Transactions as of
Jan 5, 2022
Transactions value $
-$11,323
Form type
4
Date filed
1/7/2022, 04:36 PM
Previous filing
Dec 7, 2021
Next filing
Feb 7, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction COMP Class A Common Stock Options Exercise +3.05K +11.96% 28.6K Jan 5, 2022 Direct F1
transaction COMP Class A Common Stock Tax liability -$11.3K -1.28K -4.47% $8.86 27.3K Jan 5, 2022 Direct F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction COMP Restricted Stock Unit (RSU) Options Exercise $0 -30 -4.55% $0.00 630 Jan 5, 2022 Class A Common Stock 30 Direct F1, F3
transaction COMP Restricted Stock Unit (RSU) Options Exercise $0 -3.02K -2.86% $0.00 103K Jan 5, 2022 Class A Common Stock 3.02K Direct F1, F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each RSU represents a contingent right to receive one (1) share of the Issuer's Class A Common Stock upon settlement.
F2 Represents shares withheld by Issuer to satisfy tax withholding obligations on the vesting of RSUs.
F3 The RSUs vest as to 2.0833% of the total shares monthly, beginning on October 15, 2019, with 100% of the total shares vested on September 25, 2023, subject to the reporting person's provision of service to the Issuer on each vesting date.
F4 The RSUs vest as to 2.0833% of the total shares monthly, beginning on October 15, 2020, with 100% of the total shares vested on October 15, 2024, subject to the reporting person's provision of service to the Issuer on each vesting date.