Neda Navab - 03 Dec 2021 Form 4 Insider Report for Compass, Inc. (COMP)

Role
President, East Region
Signature
/s/ Bradley K. Serwin, as attorney-in-fact
Issuer symbol
COMP
Transactions as of
03 Dec 2021
Net transactions value
-$10,744
Form type
4
Filing time
07 Dec 2021, 17:44:51 UTC
Previous filing
05 Nov 2021
Next filing
07 Jan 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction COMP Class A Common Stock Options Exercise +3,050 +13% 26,676 03 Dec 2021 Direct F1
transaction COMP Class A Common Stock Tax liability $10,744 -1,164 -4.4% $9.23 25,512 03 Dec 2021 Direct F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction COMP Restricted Stock Unit (RSU) Options Exercise $0 -30 -4.3% $0.000000 660 03 Dec 2021 Class A Common Stock 30 Direct F1, F3
transaction COMP Restricted Stock Unit (RSU) Options Exercise $0 -3,020 -2.8% $0.000000 105,730 03 Dec 2021 Class A Common Stock 3,020 Direct F1, F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each RSU represents a contingent right to receive one (1) share of the Issuer's Class A Common Stock upon settlement.
F2 Represents shares withheld by Issuer to satisfy tax withholding obligations on the vesting of RSUs.
F3 The RSUs vest as to 2.0833% of the total shares monthly, beginning on October 15, 2019, with 100% of the total shares vested on September 25, 2023, subject to the reporting person's provision of service to the Issuer on each vesting date.
F4 The RSUs vest as to 2.0833% of the total shares monthly, beginning on October 15, 2020, with 100% of the total shares vested on October 15, 2024, subject to the reporting person's provision of service to the Issuer on each vesting date.