James M. Zemlyak - 31 Dec 2021 Form 4 Insider Report for STIFEL FINANCIAL CORP (SF)

Role: Co-President
Signature: /s/ James Zemlyak
Issuer symbol: SF
Transactions as of: 31 Dec 2021
Net transactions value: -$588,210
Form type: 4
Filing time: 04 Jan 2022, 15:38:58 UTC
Next filing: 23 Feb 2022
SEC: View on sec.gov

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	SF	Common Stock	Options Exercise	$0	+18,776	+1.6%	$0.000000	1,195,126	31 Dec 2021	Direct
transaction	SF	Common Stock	Tax liability	$588,210	-8,403	-0.7%	$70.00	1,186,723	31 Dec 2021	Direct
holding	SF	Common Stock						6,538	31 Dec 2021	by Son

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
transaction	SF	Phantom Stock Units	Options Exercise	$0	-18,776	-37%	$0.000000	32,602	31 Dec 2021	Common Stock	18,776	$0.000000	Direct	F1, F2

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	Currently exercisable.
F2	No expiration date for these Units.