James Zemlyak - Dec 31, 2021 Form 4 Insider Report for STIFEL FINANCIAL CORP (SF)

Role
Co-President
Signature
/s/ James Zemlyak
Stock symbol
SF
Transactions as of
Dec 31, 2021
Transactions value $
-$588,210
Form type
4
Date filed
1/4/2022, 03:38 PM
Next filing
Feb 23, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction SF Common Stock Options Exercise $0 +18.8K +1.6% $0.00 1.2M Dec 31, 2021 Direct
transaction SF Common Stock Tax liability -$588K -8.4K -0.7% $70.00 1.19M Dec 31, 2021 Direct
holding SF Common Stock 6.54K Dec 31, 2021 by Son

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction SF Phantom Stock Units Options Exercise $0 -18.8K -36.54% $0.00 32.6K Dec 31, 2021 Common Stock 18.8K $0.00 Direct F1, F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Currently exercisable.
F2 No expiration date for these Units.