James M. Marischen - 31 Dec 2021 Form 4 Insider Report for STIFEL FINANCIAL CORP (SF)

Role
Chief Financial Officer
Signature
James Marischen
Issuer symbol
SF
Transactions as of
31 Dec 2021
Net transactions value
-$261,590
Form type
4
Filing time
04 Jan 2022, 15:30:42 UTC
Next filing
23 Feb 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction SF Common Stock Options Exercise $0 +8,350 +22% $0.000000 45,882 31 Dec 2021 Direct
transaction SF Common Stock Tax liability $261,590 -3,737 -8.1% $70.00 42,145 31 Dec 2021 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction SF Phantom Stock Units Options Exercise $0 -8,350 -24% $0.000000 26,582 31 Dec 2021 Common Stock 8,350 $0.000000 Direct F1, F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Currently exercisable.
F2 No expiration date for these Units.