James Marischen - Dec 31, 2021 Form 4 Insider Report for STIFEL FINANCIAL CORP (SF)

Role
Chief Financial Officer
Signature
James Marischen
Stock symbol
SF
Transactions as of
Dec 31, 2021
Transactions value $
-$261,590
Form type
4
Date filed
1/4/2022, 03:30 PM
Next filing
Feb 23, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction SF Common Stock Options Exercise $0 +8.35K +22.25% $0.00 45.9K Dec 31, 2021 Direct
transaction SF Common Stock Tax liability -$262K -3.74K -8.14% $70.00 42.1K Dec 31, 2021 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction SF Phantom Stock Units Options Exercise $0 -8.35K -23.9% $0.00 26.6K Dec 31, 2021 Common Stock 8.35K $0.00 Direct F1, F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Currently exercisable.
F2 No expiration date for these Units.