RONALD J. KRUSZEWSKI - 31 Dec 2021 Form 4 Insider Report for STIFEL FINANCIAL CORP (SF)

Role
Chief Executive Officer, Director
Signature
/s/ Ronald Kruszewski
Issuer symbol
SF
Transactions as of
31 Dec 2021
Net transactions value
-$1,165,430
Form type
4
Filing time
04 Jan 2022, 15:27:32 UTC
Next filing
23 Feb 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction SF Common Stock Options Exercise $0 +37,203 +3% $0.000000 1,294,459 31 Dec 2021 Direct
transaction SF Common Stock Tax liability $1,165,430 -16,649 -1.3% $70.00 1,277,810 31 Dec 2021 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction SF Phantom Stock Units Options Exercise $0 -37,203 -38% $0.000000 61,911 31 Dec 2021 Common Stock 37,203 $0.000000 Direct F1, F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Currently exercisable.
F2 No expiration date for these Units.