Mill Road Capital III, L.P. - Dec 30, 2021 Form 4 Insider Report for SUPERIOR INDUSTRIES INTERNATIONAL INC (SUP)

Role
10%+ Owner
Signature
/s/ Justin C. Jacobs, Management Committee Director of sole general partner on behalf of Mill Road Capital III, L.P.
Stock symbol
SUP
Transactions as of
Dec 30, 2021
Transactions value $
$1,209,575
Form type
4
Date filed
1/3/2022, 05:14 PM
Previous filing
Dec 29, 2021
Next filing
Jan 21, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction SUP Common Stock, $0.01 par value Purchase $59.9K +13.5K +0.44% $4.42 3.1M Dec 30, 2021 Direct F1
transaction SUP Common Stock, $0.01 par value Purchase $42K +9.5K +0.31% $4.42 3.11M Dec 31, 2021 Direct F1
transaction SUP Common Stock, $0.01 par value Purchase $168K +37.7K +1.21% $4.47 3.15M Dec 31, 2021 Direct F1
transaction SUP Common Stock, $0.01 par value Purchase $37K +3.7K +0.12% $10.00 3.15M Dec 31, 2021 Direct F1
transaction SUP Common Stock, $0.01 par value Purchase $909K +72.7K +2.31% $12.50 3.22M Dec 31, 2021 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction SUP Put options (obligation to buy) Sale -$6.36K -106 -50% $60.00 106 Dec 31, 2021 Common Stock 10.6K $5.00 Direct F1
transaction SUP Put options (obligation to buy) Exercise of in-the-money or at-the-money derivative security $0 -727 -65.03% $0.00 391 Dec 31, 2021 Common Stock 72.7K $12.50 Direct F1, F2
transaction SUP Put options (obligation to buy) Exercise of in-the-money or at-the-money derivative security $0 -37 -34.26% $0.00 71 Dec 31, 2021 Common Stock 3.7K $10.00 Direct F1, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The shares reported are directly held by Mill Road Capital III, L.P. (the "Fund"). Mill Road Capital III GP LLC (the "GP") is the sole general partner of the Fund and has sole authority to vote (or direct the vote of), and to dispose (or direct the disposal) of, these shares on behalf of the Fund. Mr. Lynch is a management committee director of the GP and has shared authority to vote (or direct the vote of), and to dispose (or direct the disposal) of, these shares on behalf of the GP. Each of the Reporting Persons disclaims beneficial ownership of such shares except to the extent of his or its pecuniary interest therein, if any.
F2 Each put option became exercisable on the date purchased, which dates range from 06/08/2021 to 07/06/2021.
F3 Each put option became exercisable on the date purchased, which dates range from 08/25/2021 to 08/26/2021.