Mill Road Capital III, L.P. - 30 Dec 2021 Form 4 Insider Report for SUPERIOR INDUSTRIES INTERNATIONAL INC (SUP)

Role
10%+ Owner
Signature
/s/ Justin C. Jacobs, Management Committee Director of sole general partner on behalf of Mill Road Capital III, L.P.
Issuer symbol
SUP
Transactions as of
30 Dec 2021
Net transactions value
+$1,209,575
Form type
4
Filing time
03 Jan 2022, 17:14:41 UTC
Previous filing
29 Dec 2021
Next filing
21 Jan 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction SUP Common Stock, $0.01 par value Purchase $59,862 +13,549 +0.44% $4.42 3,098,155 30 Dec 2021 Direct F1
transaction SUP Common Stock, $0.01 par value Purchase $42,022 +9,500 +0.31% $4.42 3,107,655 31 Dec 2021 Direct F1
transaction SUP Common Stock, $0.01 par value Purchase $168,301 +37,663 +1.2% $4.47 3,145,318 31 Dec 2021 Direct F1
transaction SUP Common Stock, $0.01 par value Purchase $37,000 +3,700 +0.12% $10.00 3,149,018 31 Dec 2021 Direct F1
transaction SUP Common Stock, $0.01 par value Purchase $908,750 +72,700 +2.3% $12.50 3,221,718 31 Dec 2021 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction SUP Put options (obligation to buy) Sale $6,360 -106 -50% $60.00 106 31 Dec 2021 Common Stock 10,600 $5.00 Direct F1
transaction SUP Put options (obligation to buy) Exercise of in-the-money or at-the-money derivative security $0 -727 -65% $0.000000 391 31 Dec 2021 Common Stock 72,700 $12.50 Direct F1, F2
transaction SUP Put options (obligation to buy) Exercise of in-the-money or at-the-money derivative security $0 -37 -34% $0.000000 71 31 Dec 2021 Common Stock 3,700 $10.00 Direct F1, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The shares reported are directly held by Mill Road Capital III, L.P. (the "Fund"). Mill Road Capital III GP LLC (the "GP") is the sole general partner of the Fund and has sole authority to vote (or direct the vote of), and to dispose (or direct the disposal) of, these shares on behalf of the Fund. Mr. Lynch is a management committee director of the GP and has shared authority to vote (or direct the vote of), and to dispose (or direct the disposal) of, these shares on behalf of the GP. Each of the Reporting Persons disclaims beneficial ownership of such shares except to the extent of his or its pecuniary interest therein, if any.
F2 Each put option became exercisable on the date purchased, which dates range from 06/08/2021 to 07/06/2021.
F3 Each put option became exercisable on the date purchased, which dates range from 08/25/2021 to 08/26/2021.