Mill Road Capital III, L.P. - 27 Dec 2021 Form 4 Insider Report for SUPERIOR INDUSTRIES INTERNATIONAL INC (SUP)

Role: 10%+ Owner
Signature: /s/ Justin C. Jacobs, Management Committee Director of sole general partner on behalf of Mill Road Capital III, L.P.
Issuer symbol: SUP
Transactions as of: 27 Dec 2021
Net transactions value: +$249,262
Form type: 4
Filing time: 29 Dec 2021, 16:51:23 UTC
Previous filing: 23 Dec 2021
Next filing: 03 Jan 2022
SEC: View on sec.gov

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	SUP	Common Stock, $0.01 par value	Purchase	$8,969	+2,110	+0.07%	$4.25	3,027,893	27 Dec 2021	Direct	F1
transaction	SUP	Common Stock, $0.01 par value	Purchase	$14,520	+3,300	+0.11%	$4.40	3,031,193	28 Dec 2021	Direct	F1
transaction	SUP	Common Stock, $0.01 par value	Purchase	$49,964	+11,344	+0.37%	$4.40	3,042,537	28 Dec 2021	Direct	F1
transaction	SUP	Common Stock, $0.01 par value	Purchase	$154,182	+35,000	+1.2%	$4.41	3,077,537	29 Dec 2021	Direct	F1
transaction	SUP	Common Stock, $0.01 par value	Purchase	$31,061	+7,069	+0.23%	$4.39	3,084,606	29 Dec 2021	Direct	F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
transaction	SUP	Put options (obligation to buy)	Sale	$1,330	-19	-50%	$70.00	19	27 Dec 2021	Common Stock	1,900	$5.00	Direct	F1
transaction	SUP	Put options (obligation to buy)	Sale	$5,400	-90	-50%	$60.00	90	28 Dec 2021	Common Stock	9,000	$5.00	Direct	F1
transaction	SUP	Put options (obligation to buy)	Sale	$2,704	-45	-50%	$60.09	45	29 Dec 2021	Common Stock	4,500	$5.00	Direct	F1

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	The shares reported are directly held by Mill Road Capital III, L.P. (the "Fund"). Mill Road Capital III GP LLC (the "GP") is the sole general partner of the Fund and has sole authority to vote (or direct the vote of), and to dispose (or direct the disposal) of, these shares on behalf of the Fund. Mr. Lynch is a management committee director of the GP and has shared authority to vote (or direct the vote of), and to dispose (or direct the disposal) of, these shares on behalf of the GP. Each of the Reporting Persons disclaims beneficial ownership of such shares except to the extent of his or its pecuniary interest therein, if any.

Content

The shares reported are directly held by Mill Road Capital III, L.P. (the "Fund"). Mill Road Capital III GP LLC (the "GP") is the sole general partner of the Fund and has sole authority to vote (or direct the vote of), and to dispose (or direct the disposal) of, these shares on behalf of the Fund. Mr. Lynch is a management committee director of the GP and has shared authority to vote (or direct the vote of), and to dispose (or direct the disposal) of, these shares on behalf of the GP. Each of the Reporting Persons disclaims beneficial ownership of such shares except to the extent of his or its pecuniary interest therein, if any.