Douglas B. Given - Dec 28, 2021 Form 4 Insider Report for ARROWHEAD PHARMACEUTICALS, INC. (ARWR)

Role
Director
Signature
/s/ Douglass Given
Stock symbol
ARWR
Transactions as of
Dec 28, 2021
Transactions value $
$43,472
Form type
4
Date filed
12/29/2021, 07:44 PM
Previous filing
Sep 10, 2021
Next filing
Jan 7, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction ARWR Common Stock Gift $0 -655 -0.6% $0.00 109K Dec 28, 2021 Direct
transaction ARWR Common Stock Purchase $43.5K +655 +0.6% $66.37 110K Dec 28, 2021 Direct F1
holding ARWR Common Stock 13.9K Dec 28, 2021 By Trust F2
holding ARWR Common Stock 12.5K Dec 28, 2021 By Trust F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Includes previously reported shares of common stock underlying Restricted Stock Units granted to the Reporting person which are subject to certain vesting conditions.
F2 Represents securities owned directly by Anne Given Trust ("AG Trust"). Mr. Given, as co-trustee of AG Trust, may be deemed to beneficially own the securities owned directly by AG Trust.
F3 Represents securities owned directly by Katherine Given Ligtenberg Trust ("KGL Trust"). Mr. Given, as co-trustee of KGL Trust, may be deemed to beneficially own the securities owned directly by KGL Trust.