Sean A. Cassidy - Dec 17, 2021 Form 4 Insider Report for ARVINAS, INC. (ARVN)

Role
Chief Financial Officer
Signature
/s/ Matthew Batters, as attorney-in-fact for Sean Cassidy
Stock symbol
ARVN
Transactions as of
Dec 17, 2021
Transactions value $
-$810,000
Form type
4
Date filed
12/21/2021, 08:15 PM
Previous filing
Jul 30, 2021
Next filing
Mar 4, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction ARVN Common Stock Options Exercise $240K +15K +9.48% $16.00 173K Dec 17, 2021 Direct F1
transaction ARVN Common Stock Sale -$1.05M -15K -8.66% $70.00 158K Dec 17, 2021 Direct F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction ARVN Stock Option (right to buy) Options Exercise $0 -15K -51.05% $0.00 14.4K Dec 17, 2021 Common Stock 15K $16.00 Direct F1, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The stock option exercise reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 8, 2021.
F2 The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 8, 2021.
F3 This option award was granted on September 26, 2018. 1/4 of the shares underlying the award vested on March 31, 2019, with the remainder of the shares vesting in equal monthly installments following March 31, 2019 through March 31, 2022.