Sean A. Cassidy - 17 Dec 2021 Form 4 Insider Report for ARVINAS, INC. (ARVN)

Role
Chief Financial Officer
Signature
/s/ Matthew Batters, as attorney-in-fact for Sean Cassidy
Issuer symbol
ARVN
Transactions as of
17 Dec 2021
Net transactions value
-$810,000
Form type
4
Filing time
21 Dec 2021, 20:15:12 UTC
Previous filing
30 Jul 2021
Next filing
04 Mar 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction ARVN Common Stock Options Exercise $240,000 +15,000 +9.5% $16.00 173,249 17 Dec 2021 Direct F1
transaction ARVN Common Stock Sale $1,050,000 -15,000 -8.7% $70.00 158,249 17 Dec 2021 Direct F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction ARVN Stock Option (right to buy) Options Exercise $0 -15,000 -51% $0.000000 14,384 17 Dec 2021 Common Stock 15,000 $16.00 Direct F1, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The stock option exercise reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 8, 2021.
F2 The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 8, 2021.
F3 This option award was granted on September 26, 2018. 1/4 of the shares underlying the award vested on March 31, 2019, with the remainder of the shares vesting in equal monthly installments following March 31, 2019 through March 31, 2022.