Sean A. Cassidy - 28 Jul 2021 Form 4 Insider Report for ARVINAS, INC. (ARVN)

Signature
/s/ Matthew Batters, as attorney-in-fact for Sean Cassidy
Issuer symbol
ARVN
Transactions as of
28 Jul 2021
Net transactions value
-$1,448,328
Form type
4
Filing time
30 Jul 2021, 20:05:12 UTC
Next filing
21 Dec 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction ARVN Common Stock Options Exercise $275,872 +17,242 +11% $16.00 175,491 28 Jul 2021 Direct F1
transaction ARVN Common Stock Sale $1,724,200 -17,242 -9.8% $100.00 158,249 28 Jul 2021 Direct F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction ARVN Stock Option (right to buy) Options Exercise $0 -17,242 -37% $0.000000 29,384 28 Jul 2021 Common Stock 17,242 $16.00 Direct F1, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The stock option exercise reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 29, 2020.
F2 The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 29, 2020.
F3 This option award was granted on September 26, 2018. 1/4 of the shares underlying the award vested on March 31, 2019, with the remainder of the shares vesting in equal monthly installments following March 31, 2019 through March 31, 2022.