AEG Holdings, LLC - Dec 16, 2021 Form 4 Insider Report for Luminar Technologies, Inc./DE (LAZR)

Role: Director
Signature: By: /s/ Andrew McBride, Attorney-in-Fact for AEG Holdings, LLC
Stock symbol: LAZR
Transactions as of: Dec 16, 2021
Transactions value $: $54,041
Form type: 4
Date filed: 12/20/2021, 07:28 PM
Previous filing: Jun 11, 2021
Next filing: Feb 1, 2022

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	LAZR	Class A Common Stock	Purchase	$54K	+3.59K	+39.38%	$15.07	12.7K	Dec 16, 2021	Direct	F1
holding	LAZR	Class A Common Stock						1.25M	Dec 16, 2021	See Footnote	F2, F3
holding	LAZR	Class A Common Stock						153K	Dec 16, 2021	See Footnote	F3, F4
holding	LAZR	Class A Common Stock						248K	Dec 16, 2021	See Footnote	F3, F5
holding	LAZR	Class A Common Stock						150K	Dec 16, 2021	See Footnote	F3, F6
holding	LAZR	Class A Common Stock						2.93M	Dec 16, 2021	See Footnote	F3, F7

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	Consists of shares owned by Alec Gores.
F2	The Class A Shares are held of record by AEG Holdings, LLC ("AEG"). Alec Gores is the managing member of AEG. As such, Alec Gores may be deemed to have beneficial ownership of the securities beneficially owned by AEG.
F3	Because of the relationship among the Reporting Persons, the Reporting Persons may be deemed to beneficially own the securities reported herein to the extent of their respective pecuniary interests. Each Reporting Person disclaims beneficial ownership of the securities reported herein, except to the extent of such Reporting Person's pecuniary interest therein, if any. Pursuant to Rule 16a-1(a)(4) under the Exchange Act, this filing shall not be deemed an admission that the Reporting Persons are, for purposes of Section 16 of the Exchange Act or otherwise, the beneficial owners of any equity securities in excess of their respective pecuniary interests.
F4	The Class A Shares are held of record by the NBI Irrevocable Trust No. 4, a trust of which the beneficiary is one of the children of Mr. Gores who is a member of his household.
F5	The Class A Shares are held of record by the NBI Irrevocable Trust No. 5, a trust of which the beneficiary is one of the children of Mr. Gores who is a member of his household.
F6	The Class A Shares are held of record by the NBI Irrevocable Trust No. 6, a trust of which the beneficiary is one of the children of Mr. Gores who is a member of his household.
F7	The Class A Shares are held of record by GM Sponsor, LLC ("GM"). AEG is the managing member of GM. Alec Gores is the managing member of AEG (Mr. Gores, together with GM and AEG, the "Reporting Persons"). As such, Alec Gores may be deemed to have beneficial ownership of the securities beneficially owned by GM and AEG.