AEG Holdings, LLC - 16 Dec 2021 Form 4 Insider Report for Luminar Technologies, Inc./DE (LAZR)

Role
Director
Signature
By: /s/ Andrew McBride, Attorney-in-Fact for AEG Holdings, LLC
Issuer symbol
LAZR
Transactions as of
16 Dec 2021
Net transactions value
+$54,041
Form type
4
Filing time
20 Dec 2021, 19:28:17 UTC
Previous filing
11 Jun 2021
Next filing
01 Feb 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction LAZR Class A Common Stock Purchase $54,041 +3,586 +39% $15.07 12,692 16 Dec 2021 Direct F1
holding LAZR Class A Common Stock 1,252,574 16 Dec 2021 See Footnote F2, F3
holding LAZR Class A Common Stock 152,534 16 Dec 2021 See Footnote F3, F4
holding LAZR Class A Common Stock 248,145 16 Dec 2021 See Footnote F3, F5
holding LAZR Class A Common Stock 150,000 16 Dec 2021 See Footnote F3, F6
holding LAZR Class A Common Stock 2,931,381 16 Dec 2021 See Footnote F3, F7
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Consists of shares owned by Alec Gores.
F2 The Class A Shares are held of record by AEG Holdings, LLC ("AEG"). Alec Gores is the managing member of AEG. As such, Alec Gores may be deemed to have beneficial ownership of the securities beneficially owned by AEG.
F3 Because of the relationship among the Reporting Persons, the Reporting Persons may be deemed to beneficially own the securities reported herein to the extent of their respective pecuniary interests. Each Reporting Person disclaims beneficial ownership of the securities reported herein, except to the extent of such Reporting Person's pecuniary interest therein, if any. Pursuant to Rule 16a-1(a)(4) under the Exchange Act, this filing shall not be deemed an admission that the Reporting Persons are, for purposes of Section 16 of the Exchange Act or otherwise, the beneficial owners of any equity securities in excess of their respective pecuniary interests.
F4 The Class A Shares are held of record by the NBI Irrevocable Trust No. 4, a trust of which the beneficiary is one of the children of Mr. Gores who is a member of his household.
F5 The Class A Shares are held of record by the NBI Irrevocable Trust No. 5, a trust of which the beneficiary is one of the children of Mr. Gores who is a member of his household.
F6 The Class A Shares are held of record by the NBI Irrevocable Trust No. 6, a trust of which the beneficiary is one of the children of Mr. Gores who is a member of his household.
F7 The Class A Shares are held of record by GM Sponsor, LLC ("GM"). AEG is the managing member of GM. Alec Gores is the managing member of AEG (Mr. Gores, together with GM and AEG, the "Reporting Persons"). As such, Alec Gores may be deemed to have beneficial ownership of the securities beneficially owned by GM and AEG.