AEG Holdings, LLC - 09 Jun 2021 Form 4 Insider Report for Luminar Technologies, Inc./DE (LAZR)

Role: Director, 10%+ Owner
Signature: By: /s/ Andrew McBride, Attorney-in-Fact for AEG Holdings, LLC
Issuer symbol: LAZR
Transactions as of: 09 Jun 2021
Net transactions value: $0
Form type: 4
Filing time: 11 Jun 2021, 16:30:25 UTC
Previous filing: 08 Jun 2021
Next filing: 20 Dec 2021
SEC: View on sec.gov

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	LAZR	Restricted Stock Units	Award	$0	+9,106		$0.000000	9,106	09 Jun 2021	Direct	F1
holding	LAZR	Class A Common Stock						1,252,574	09 Jun 2021	See Footnote	F2, F7
holding	LAZR	Class A Common Stock						152,534	09 Jun 2021	See Footnote	F3, F7
holding	LAZR	Class A Common Stock						248,145	09 Jun 2021	See Footnote	F4, F7
holding	LAZR	Class A Common Stock						150,000	09 Jun 2021	See Footnote	F5, F7
holding	LAZR	Class A Common Stock						2,931,381	09 Jun 2021	See Footnote	F6, F7

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	Consists of an award of restricted stock units with respect to shares of Class A common stock, par value $0.0001 per share ("Class A Shares") of Luminar Technologies, Inc. (the "Issuer") to Alec Gores as compensation for service on the Issuer's board of directors. Such restricted stock units will vest upon the earlier of June 9, 2022 or the date of the Issuer's 2022 Annual Meeting of Stockholders.
F2	The Class A Shares are held of record by AEG Holdings, LLC ("AEG"). Alec Gores is the managing member of AEG. As such, Alec Gores may be deemed to have beneficial ownership of the securities beneficially owned by AEG.
F3	The Class A Shares are held of record by the NBI Irrevocable Trust No. 4, a trust of which the beneficiary is one of the children of Mr. Gores who is a member of his household.
F4	The Class A Shares are held of record by the NBI Irrevocable Trust No. 5, a trust of which the beneficiary is one of the children of Mr. Gores who is a member of his household.
F5	The Class A Shares are held of record by the NBI Irrevocable Trust No. 6, a trust of which the beneficiary is one of the children of Mr. Gores who is a member of his household.
F6	The Class A Shares are held of record by GM Sponsor, LLC ("GM"). AEG is the managing member of GM. Alec Gores is the managing member of AEG (Mr. Gores, together with GM and AEG, the "Reporting Persons"). As such, Alec Gores may be deemed to have beneficial ownership of the securities beneficially owned by GM and AEG.
F7	Because of the relationship among the Reporting Persons, the Reporting Persons may be deemed to beneficially own the securities reported herein to the extent of their respective pecuniary interests. Each Reporting Person disclaims beneficial ownership of the securities reported herein, except to the extent of such Reporting Person's pecuniary interest therein, if any. Pursuant to Rule 16a-1(a)(4) under the Exchange Act, this filing shall not be deemed an admission that the Reporting Persons are, for purposes of Section 16 of the Exchange Act or otherwise, the beneficial owners of any equity securities in excess of their respective pecuniary interests.