Christopher Anzalone - Dec 15, 2021 Form 4 Insider Report for ARROWHEAD PHARMACEUTICALS, INC. (ARWR)

Signature
/s/ Christopher Anzalone
Stock symbol
ARWR
Transactions as of
Dec 15, 2021
Transactions value $
-$4,053,431
Form type
4
Date filed
12/17/2021, 07:14 PM
Previous filing
Oct 22, 2021
Next filing
Dec 23, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction ARWR Common Stock Sale -$1.71M -25.9K -0.79% $66.28 3.25M Dec 15, 2021 Direct F1, F2
transaction ARWR Common Stock Sale -$998K -14.9K -0.46% $67.19 3.24M Dec 15, 2021 Direct F1, F3
transaction ARWR Common Stock Sale -$210K -3.07K -0.09% $68.20 3.24M Dec 15, 2021 Direct F1, F4
transaction ARWR Common Stock Sale -$641K -9.22K -0.29% $69.52 3.23M Dec 15, 2021 Direct F1, F5
transaction ARWR Common Stock Sale -$491K -6.99K -0.22% $70.19 3.22M Dec 15, 2021 Direct F1, F6
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The sale was made to generate proceeds to cover the tax liability incident to the vesting of restricted stock units. Of the total 60,000 shares sold, 50,000 of the shares were sold pursuant to a 10b5-1 trading plan adopted by the Reporting Person in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.
F2 The price reported on Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $65.75 to $66.74, inclusive. The reporting person undertakes to provide to Arrowhead Pharmaceuticals, Inc., any security holder of Arrowhead Pharmaceuticals, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote of this Form 4.
F3 The price reported on Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $66.76 to $67.75, inclusive. The reporting person undertakes to provide to Arrowhead Pharmaceuticals, Inc., any security holder of Arrowhead Pharmaceuticals, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote of this Form 4.
F4 The price reported on Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $67.82 to $68.80, inclusive. The reporting person undertakes to provide to Arrowhead Pharmaceuticals, Inc., any security holder of Arrowhead Pharmaceuticals, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote of this Form 4.
F5 The price reported on Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $68.94 to $69.94, inclusive. The reporting person undertakes to provide to Arrowhead Pharmaceuticals, Inc., any security holder of Arrowhead Pharmaceuticals, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote of this Form 4.
F6 The price reported on Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $69.96 to $70.32, inclusive. The reporting person undertakes to provide to Arrowhead Pharmaceuticals, Inc., any security holder of Arrowhead Pharmaceuticals, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote of this Form 4.