L. John Doerr - Dec 15, 2021 Form 4 Insider Report for QuantumScape Corp (QS)

Role
Director
Signature
/s/ Michael O. McCarthy III, attorney-in-fact
Stock symbol
QS
Transactions as of
Dec 15, 2021
Transactions value $
$0
Form type
4
Date filed
12/17/2021, 05:00 PM
Previous filing
Dec 13, 2021
Next filing
Feb 14, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction QS Class A Common Stock Award $0 +5.29K $0.00 5.29K Dec 15, 2021 Direct F1
holding QS Class A Common Stock 554K Dec 15, 2021 see footnote F2
holding QS Class A Common Stock 47.6K Dec 15, 2021 see footnote F3
holding QS Class A Common Stock 4.47K Dec 15, 2021 see footnote F4
holding QS Class A Common Stock 42.6K Dec 15, 2021 see footnote F5
holding QS Class A Common Stock 42.6K Dec 15, 2021 see footnote F6
holding QS Class A Common Stock 1.67M Dec 15, 2021 see footnote F7
holding QS Class A Common Stock 118K Dec 15, 2021 see footnote F8
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 On December 15, the Issuer granted an RSU to the Reporting Person as an annual award automatically granted under the Issuer's Outside Director Compensation Policy. Each RSU represents the Reporting Person's right to receive one share of Class A Common Stock of the Issuer. 100% of the RSUs vest on the first quarterly vesting date following the one-year anniversary of the grant date, subject to the Reporting Person's continued service as of the vesting date.
F2 Shares are held by Vallejo Ventures Trust for which the Reporting Person and his spouse serve as trustee.
F3 The sole member of KPIC, LLC is Vallejo Ventures Trust. The Reporting Person is a trustee of the Vallejo Ventures Trust. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein.
F4 The managing member of Lupum Ventures, LLC is Vallejo Ventures Trust. The Reporting Person is a trustee of the Vallejo Ventures Trust. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein.
F5 Shares are held by The Austin 1999 Trust Dated May 25, 1999 for which the Reporting Person serves as trustee.
F6 Shares are held by The Hampton 1999 Trust Dated May 25, 1999 for which the Reporting Person serves as trustee.
F7 The sole member of Portico Libre, LLC is Vallejo Ventures Trust. The Reporting Person is a trustee of the Vallejo Ventures Trust. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein.
F8 The shares are held directly by KPCB XIV Associates, LLC ("KPCB XIV Associates"). The Reporting Person is a managing member of KPCB XIV Associates and may be deemed to share voting and investment power over the securities held by KPCB XIV Associates. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein