Jason Lettmann - Dec 8, 2021 Form 4 Insider Report for ALX ONCOLOGY HOLDINGS INC (ALXO)

Signature
/s/ Peter Garcia, by power of attorney
Stock symbol
ALXO
Transactions as of
Dec 8, 2021
Transactions value $
-$4,698,091
Form type
4
Date filed
12/10/2021, 08:22 PM
Previous filing
Jun 15, 2021
Next filing
Dec 15, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction ALXO Common Stock Sale -$1.19M -35.8K -1.58% $33.23* 2.23M Dec 8, 2021 See footnote F1, F2
transaction ALXO Common Stock Sale -$162K -4.88K -1.58% $33.23* 304K Dec 8, 2021 See footnote F1, F3
transaction ALXO Common Stock Sale -$51.7K -1.53K -0.07% $33.80* 2.23M Dec 8, 2021 See footnote F2, F4
transaction ALXO Common Stock Sale -$7.03K -208 -0.07% $33.80* 304K Dec 8, 2021 See footnote F3, F4
transaction ALXO Common Stock Sale -$356K -11.5K -0.51% $31.08* 2.22M Dec 9, 2021 See footnote F2, F5
transaction ALXO Common Stock Sale -$48.5K -1.56K -0.51% $31.08* 303K Dec 9, 2021 See footnote F3, F5
transaction ALXO Common Stock Sale -$1.35M -42.2K -1.9% $32.06* 2.18M Dec 9, 2021 See footnote F2, F6
transaction ALXO Common Stock Sale -$184K -5.75K -1.9% $32.06* 297K Dec 9, 2021 See footnote F3, F6
transaction ALXO Common Stock Sale -$459K -14K -0.64% $32.73* 2.16M Dec 9, 2021 See footnote F2, F7
transaction ALXO Common Stock Sale -$62.5K -1.91K -0.64% $32.73* 295K Dec 9, 2021 See footnote F3, F7
transaction ALXO Common Stock Sale -$218K -7.09K -0.33% $30.77* 2.16M Dec 10, 2021 See footnote F2, F8
transaction ALXO Common Stock Sale -$29.8K -967 -0.33% $30.77* 294K Dec 10, 2021 See footnote F8
transaction ALXO Common Stock Sale -$503K -15.9K -0.74% $31.55* 2.14M Dec 10, 2021 See footnote F2, F9
transaction ALXO Common Stock Sale -$68.5K -2.17K -0.74% $31.55* 292K Dec 10, 2021 See footnote F3, F9
transaction ALXO Common Stock Sale -$2.83K -88 0% $32.16* 2.14M Dec 10, 2021 See footnote F2
transaction ALXO Common Stock Sale -$386 -12 0% $32.16* 292K Dec 10, 2021 See footnote F3
holding ALXO Common Stock 2.02M Dec 8, 2021 See footnote F10
holding ALXO Common Stock 120K Dec 8, 2021 See footnote F11
holding ALXO Common Stock 107K Dec 8, 2021 Direct
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $32.70 to $33.69 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F2 The shares are held of record by shares held of record by Lightstone Ventures, LP (LV LP) for which LSV Associates, LLC (LSV Associates) is the General Partner. The reporting person shares voting and dispositive power with respect to the shares held of record by LV LP but disclaims beneficial ownership of such shares except to the extent of his individual pecuniary interest therein.
F3 The shares are held of record by shares held of record by Lightstone Ventures (A), LP (LV(A) LP) for which LSV Associates is the General Partner. The reporting person shares voting and dispositive power with respect to the shares held of record by LV(A) LP but disclaims beneficial ownership of such shares except to the extent of his individual pecuniary interest therein.
F4 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $33.70 to $33.92 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F5 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $30.50 to $31.49 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F6 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $31.50 to $32.49 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F7 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $32.50 to $33.25 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F8 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $30.12 to $31.09 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F9 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $31.15 to $32.01 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F10 The shares are held of record by Lightstone Ventures II, LP (LV II LP). As a managing director of LSV Associates II, LLC (LSV Associates II), the General Partner of LV II LP, the reporting person shares voting and dispositive power with respect to the shares held of record by LV II LP but disclaims beneficial ownership of such shares except to the extent of his individual pecuniary interest therein.
F11 The shares are held of record by Lightstone Ventures II(A), LP (LV II(A) LP). As a managing director of LSV Associates II, the reporting person shares voting and dispositive power with respect to the shares held of record by LV II(A) LP but disclaims beneficial ownership of such shares except to the extent of his individual pecuniary interest therein.