Jason Lettmann - 08 Dec 2021 Form 4 Insider Report for ALX ONCOLOGY HOLDINGS INC (ALXO)

Signature
/s/ Peter Garcia, by power of attorney
Issuer symbol
ALXO
Transactions as of
08 Dec 2021
Net transactions value
-$4,698,091
Form type
4
Filing time
10 Dec 2021, 20:22:42 UTC
Previous filing
15 Jun 2021
Next filing
15 Dec 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction ALXO Common Stock Sale $1,190,830 -35,836 -1.6% $33.23* 2,232,251 08 Dec 2021 See footnote F1, F2
transaction ALXO Common Stock Sale $162,262 -4,883 -1.6% $33.23* 304,339 08 Dec 2021 See footnote F1, F3
transaction ALXO Common Stock Sale $51,748 -1,531 -0.07% $33.80* 2,230,720 08 Dec 2021 See footnote F2, F4
transaction ALXO Common Stock Sale $7,030 -208 -0.07% $33.80* 304,131 08 Dec 2021 See footnote F3, F4
transaction ALXO Common Stock Sale $355,928 -11,452 -0.51% $31.08* 2,219,268 09 Dec 2021 See footnote F2, F5
transaction ALXO Common Stock Sale $48,485 -1,560 -0.51% $31.08* 302,571 09 Dec 2021 See footnote F3, F5
transaction ALXO Common Stock Sale $1,353,028 -42,203 -1.9% $32.06* 2,177,065 09 Dec 2021 See footnote F2, F6
transaction ALXO Common Stock Sale $184,377 -5,751 -1.9% $32.06* 296,820 09 Dec 2021 See footnote F3, F6
transaction ALXO Common Stock Sale $459,136 -14,028 -0.64% $32.73* 2,163,037 09 Dec 2021 See footnote F2, F7
transaction ALXO Common Stock Sale $62,547 -1,911 -0.64% $32.73* 294,909 09 Dec 2021 See footnote F3, F7
transaction ALXO Common Stock Sale $218,252 -7,093 -0.33% $30.77* 2,155,944 10 Dec 2021 See footnote F2, F8
transaction ALXO Common Stock Sale $29,755 -967 -0.33% $30.77* 293,942 10 Dec 2021 See footnote F8
transaction ALXO Common Stock Sale $502,970 -15,942 -0.74% $31.55* 2,140,002 10 Dec 2021 See footnote F2, F9
transaction ALXO Common Stock Sale $68,527 -2,172 -0.74% $31.55* 291,770 10 Dec 2021 See footnote F3, F9
transaction ALXO Common Stock Sale $2,830 -88 -0% $32.16* 2,139,914 10 Dec 2021 See footnote F2
transaction ALXO Common Stock Sale $386 -12 -0% $32.16* 291,758 10 Dec 2021 See footnote F3
holding ALXO Common Stock 2,023,469 08 Dec 2021 See footnote F10
holding ALXO Common Stock 120,212 08 Dec 2021 See footnote F11
holding ALXO Common Stock 107,220 08 Dec 2021 Direct
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $32.70 to $33.69 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F2 The shares are held of record by shares held of record by Lightstone Ventures, LP (LV LP) for which LSV Associates, LLC (LSV Associates) is the General Partner. The reporting person shares voting and dispositive power with respect to the shares held of record by LV LP but disclaims beneficial ownership of such shares except to the extent of his individual pecuniary interest therein.
F3 The shares are held of record by shares held of record by Lightstone Ventures (A), LP (LV(A) LP) for which LSV Associates is the General Partner. The reporting person shares voting and dispositive power with respect to the shares held of record by LV(A) LP but disclaims beneficial ownership of such shares except to the extent of his individual pecuniary interest therein.
F4 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $33.70 to $33.92 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F5 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $30.50 to $31.49 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F6 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $31.50 to $32.49 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F7 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $32.50 to $33.25 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F8 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $30.12 to $31.09 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F9 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $31.15 to $32.01 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F10 The shares are held of record by Lightstone Ventures II, LP (LV II LP). As a managing director of LSV Associates II, LLC (LSV Associates II), the General Partner of LV II LP, the reporting person shares voting and dispositive power with respect to the shares held of record by LV II LP but disclaims beneficial ownership of such shares except to the extent of his individual pecuniary interest therein.
F11 The shares are held of record by Lightstone Ventures II(A), LP (LV II(A) LP). As a managing director of LSV Associates II, the reporting person shares voting and dispositive power with respect to the shares held of record by LV II(A) LP but disclaims beneficial ownership of such shares except to the extent of his individual pecuniary interest therein.