Jason Lettmann - Dec 13, 2021 Form 4 Insider Report for ALX ONCOLOGY HOLDINGS INC (ALXO)

Role
Director, 10%+ Owner
Signature
/s/ Peter Garcia, by power of attorney
Stock symbol
ALXO
Transactions as of
Dec 13, 2021
Transactions value $
-$8,901,804
Form type
4
Date filed
12/15/2021, 08:48 PM
Previous filing
Dec 10, 2021
Next filing
Jun 16, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction ALXO Common Stock Sale -$302K -11.9K -0.56% $25.29* 2.13M Dec 13, 2021 See footnote F1, F2
transaction ALXO Common Stock Sale -$41.1K -1.63K -0.56% $25.29* 290K Dec 13, 2021 See footnote F1, F3
transaction ALXO Common Stock Sale -$455K -17.2K -0.81% $26.48* 2.11M Dec 13, 2021 See footnote F2, F4
transaction ALXO Common Stock Sale -$61.9K -2.34K -0.81% $26.48* 288K Dec 13, 2021 See footnote F3, F4
transaction ALXO Common Stock Sale -$7.88M -286K -12% $27.49* 2.1M Dec 13, 2021 See footnote F2, F5
transaction ALXO Common Stock Sale -$35.6K -1.3K -0.45% $27.49* 286K Dec 13, 2021 See footnote F3, F5
transaction ALXO Common Stock Sale -$62.3K -2.2K -0.1% $28.37* 2.1M Dec 13, 2021 See footnote F2, F6
transaction ALXO Common Stock Sale -$8.48K -299 -0.1% $28.37* 286K Dec 13, 2021 See footnote F3, F6
transaction ALXO Common Stock Sale -$39.3K -1.33K -0.06% $29.60* 2.1M Dec 13, 2021 See footnote F2, F7
transaction ALXO Common Stock Sale -$5.36K -181 -0.06% $29.60* 286K Dec 13, 2021 See footnote F3, F7
transaction ALXO Common Stock Sale -$13.3K -440 -0.02% $30.23* 2.1M Dec 13, 2021 See footnote F2, F8
transaction ALXO Common Stock Sale -$1.81K -60 -0.02% $30.23* 286K Dec 13, 2021 See footnote F3, F8
holding ALXO Common Stock 2.02M Dec 13, 2021 See footnote F9
holding ALXO Common Stock 120K Dec 13, 2021 See footnote F10
holding ALXO Common Stock 107K Dec 13, 2021 Direct
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $25.01 to $26.00 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F2 The shares are held of record by shares held of record by Lightstone Ventures, LP (LV LP) for which LSV Associates, LLC (LSV Associates) is the General Partner. The reporting person shares voting and dispositive power with respect to the shares held of record by LV LP but disclaims beneficial ownership of such shares except to the extent of his individual pecuniary interest therein.
F3 The shares are held of record by shares held of record by Lightstone Ventures (A), LP (LV(A) LP) for which LSV Associates is the General Partner. The reporting person shares voting and dispositive power with respect to the shares held of record by LV(A) LP but disclaims beneficial ownership of such shares except to the extent of his individual pecuniary interest therein.
F4 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $26.01 to $26.99 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F5 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $27.00 to $27.95 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F6 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $28.01 to $28.97 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F7 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $29.00 to $29.95 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F8 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $30.11 to $30.29 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F9 The shares are held of record by Lightstone Ventures II, LP (LV II LP). As a managing director of LSV Associates II, LLC (LSV Associates II), the General Partner of LV II LP, the reporting person shares voting and dispositive power with respect to the shares held of record by LV II LP but disclaims beneficial ownership of such shares except to the extent of his individual pecuniary interest therein.
F10 The shares are held of record by Lightstone Ventures II(A), LP (LV II(A) LP). As a managing director of LSV Associates II, the reporting person shares voting and dispositive power with respect to the shares held of record by LV II(A) LP but disclaims beneficial ownership of such shares except to the extent of his individual pecuniary interest therein.