Mohit Singh - 07 Dec 2021 Form 4 Insider Report for QuantumScape Corp (QS)

Role: Chief Development Officer
Signature: /s/ Michael O. McCarthy, III, attorney-in-fact
Issuer symbol: QS
Transactions as of: 07 Dec 2021
Net transactions value: -$10,636,926
Form type: 4
Filing time: 09 Dec 2021, 18:19:51 UTC
Previous filing: 02 Dec 2021
Next filing: 18 Feb 2022
SEC: View on sec.gov

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	QS	Class A Common Stock	Options Exercise	$334,235	+317,051	+135%	$1.05^*	551,650	07 Dec 2021	Direct
transaction	QS	Class A Common Stock	Sale	$6,603,850	-250,000	-45%	$26.42	301,650	07 Dec 2021	Direct	F1
transaction	QS	Class A Common Stock	Options Exercise	$9,717	+9,217	+3.1%	$1.05^*	310,867	07 Dec 2021	Direct
transaction	QS	Class A Common Stock	Sale	$867,463	-33,117	-11%	$26.19	277,750	07 Dec 2021	Direct	F2
transaction	QS	Class A Common Stock	Options Exercise	$25,018	+23,732	+8.5%	$1.05^*	301,482	07 Dec 2021	Direct
transaction	QS	Class A Common Stock	Sale	$1,746,108	-66,883	-22%	$26.11	234,599	07 Dec 2021	Direct	F3
transaction	QS	Class A Common Stock	Options Exercise	$74,522	+70,691	+30%	$1.05^*	305,290	08 Dec 2021	Direct
transaction	QS	Class A Common Stock	Sale	$1,862,998	-70,691	-23%	$26.35	234,599	08 Dec 2021	Direct	F4, F5

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
transaction	QS	Stock Option (right to buy)	Options Exercise	$0	-317,051	-97%	$0.000000	9,217	07 Dec 2021	Class A Common	160,665	$1.05	Direct
transaction	QS	Stock Option (right to buy)	Options Exercise	$0	-9,217	-100%	$0.000000^*	0	07 Dec 2021	Class A Common	9,217	$1.05	Direct
transaction	QS	Stock Option (right to buy)	Options Exercise	$0	-23,732	-3%	$0.000000	780,617	07 Dec 2021	Class A Common	23,732	$1.05	Direct
transaction	QS	Stock Option (right to buy)	Options Exercise	$0	-70,691	-9.1%	$0.000000	709,926	08 Dec 2021	Class A Common	70,691	$1.05	Direct

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $26.40 to $26.49, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.
F2	The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $26.10 to $26.28, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.
F3	The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $26.00 to $26.17, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.
F4	The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $26.35 to $26.39, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.
F5	Includes 234,599 shares represented by restricted stock units ("RSUs"). Each RSU represents the Reporting Person's right to receive one share of Class A Common Stock of the Issuer. A portion of the RSUs vest each quarter, subject to the Reporting Person's continued service as of each vesting date.