Mohit Singh - Nov 30, 2021 Form 4 Insider Report for QuantumScape Corp (QS)

Role
Chief Development Officer
Signature
/s/ Michael O. McCarthy, III, attorney-in-fact
Stock symbol
QS
Transactions as of
Nov 30, 2021
Transactions value $
-$18,479,003
Form type
4
Date filed
12/2/2021, 08:00 PM
Previous filing
Nov 18, 2021
Next filing
Dec 9, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction QS Class A Common Stock Options Exercise $213K +203K +81.62% $1.05* 451K Nov 30, 2021 Direct
transaction QS Class A Common Stock Options Exercise $168K +160K +35.51% $1.05* 611K Nov 30, 2021 Direct
transaction QS Class A Common Stock Sale -$11M -376K -61.52% $29.17 235K Nov 30, 2021 Direct F1
transaction QS Class A Common Stock Sale -$19.5K -650 -0.28% $30.00 235K Nov 30, 2021 Direct
transaction QS Class A Common Stock Options Exercise $169K +161K +68.48% $1.05* 395K Dec 1, 2021 Direct
transaction QS Class A Common Stock Options Exercise $122K +116K +29.38% $1.05* 511K Dec 1, 2021 Direct
transaction QS Class A Common Stock Sale -$8.16M -277K -54.12% $29.48 235K Dec 1, 2021 Direct F2, F3

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction QS Stock Option (right to buy) Options Exercise $0 -203K -38.72% $0.00 321K Nov 30, 2021 Class A Common Stock 203K $1.05 Direct
transaction QS Stock Option (right to buy) Options Exercise $0 -160K -49.93% $0.00 161K Nov 30, 2021 Class A Common Stock 160K $1.05 Direct
transaction QS Stock Option (right to buy) Options Exercise $0 -161K -100% $0.00* 0 Dec 1, 2021 Class A Common 161K $1.05 Direct
transaction QS Stock Option (right to buy) Options Exercise $0 -116K -26.25% $0.00 326K Dec 1, 2021 Class A Common 116K $1.05 Direct
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $29.00 to $29.98, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.
F2 The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $29.00 to $29.90, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.
F3 Includes 234,599 shares represented by restricted stock units ("RSUs"). Each RSU represents the Reporting Person's right to receive one share of Class A Common Stock of the Issuer. A portion of the RSUs vest each quarter, subject to the Reporting Person's continued service as of each vesting date.