Anand Mehta - 03 Dec 2021 Form 4 Insider Report for Compass, Inc. (COMP)

Role: Chief People Officer
Signature: /s/ Bradley K. Serwin, as attorney-in-fact
Issuer symbol: COMP
Transactions as of: 03 Dec 2021
Net transactions value: -$30,681
Form type: 4
Filing time: 07 Dec 2021, 17:39:19 UTC
Previous filing: 01 Nov 2021
Next filing: 23 Dec 2021
SEC: View on sec.gov

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	COMP	Class A Common Stock	Options Exercise		+7,170	+13%		63,900	03 Dec 2021	Direct	F1
transaction	COMP	Class A Common Stock	Tax liability	$30,681	-3,324	-5.2%	$9.23	60,576	03 Dec 2021	Direct	F2
holding	COMP	Class A Common Stock						40,000	03 Dec 2021	See footnote	F3

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
transaction	COMP	Restricted Stock Unit (RSU)	Options Exercise	$0	-4,320	-2.2%	$0.000000	190,140	03 Dec 2021	Class A Common Stock	4,320		Direct	F1, F4
transaction	COMP	Restricted Stock Unit (RSU)	Options Exercise	$0	-1,350	-11%	$0.000000	10,800	03 Dec 2021	Class A Common Stock	1,350		Direct	F1, F5
transaction	COMP	Restricted Stock Unit (RSU)	Options Exercise	$0	-1,500	-4.8%	$0.000000	30,017	03 Dec 2021	Class A Common Stock	1,500		Direct	F1, F6

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	Each RSU represents a contingent right to receive one (1) share of the Issuer's Class A Common Stock upon settlement.
F2	Represents shares withheld by Issuer to satisfy tax withholding obligations on the vesting of RSUs.
F3	Represents 40,000 shares of Class A Common Stock held of record by Ursidae Family Trust.
F4	The RSUs vest 20% of the total shares on July 22, 2021 and 1.6667% monthly thereafter, with 100% of the total shares vested on July 22, 2025, subject to continued service through each vesting date.
F5	The RSUs vest as to 50% of the total shares on July 22, 2021 and 4.1666% monthly thereafter, with 100% of the total shares vested on July 22, 2022, subject to the reporting person's provision of service to the Issuer on each vesting date.
F6	The RSUs vest as to 4.1666% of the total shares on a monthly basis starting August 21, 2021, with 100% of the total shares vested on July 21, 2023, subject to the reporting person's provision of service to the Issuer on each vesting date.