Anand Mehta - Dec 3, 2021 Form 4 Insider Report for Compass, Inc. (COMP)

Role
Chief People Officer
Signature
/s/ Bradley K. Serwin, as attorney-in-fact
Stock symbol
COMP
Transactions as of
Dec 3, 2021
Transactions value $
-$30,681
Form type
4
Date filed
12/7/2021, 05:39 PM
Previous filing
Nov 1, 2021
Next filing
Dec 23, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction COMP Class A Common Stock Options Exercise +7.17K +12.64% 63.9K Dec 3, 2021 Direct F1
transaction COMP Class A Common Stock Tax liability -$30.7K -3.32K -5.2% $9.23 60.6K Dec 3, 2021 Direct F2
holding COMP Class A Common Stock 40K Dec 3, 2021 See footnote F3

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction COMP Restricted Stock Unit (RSU) Options Exercise $0 -4.32K -2.22% $0.00 190K Dec 3, 2021 Class A Common Stock 4.32K Direct F1, F4
transaction COMP Restricted Stock Unit (RSU) Options Exercise $0 -1.35K -11.11% $0.00 10.8K Dec 3, 2021 Class A Common Stock 1.35K Direct F1, F5
transaction COMP Restricted Stock Unit (RSU) Options Exercise $0 -1.5K -4.76% $0.00 30K Dec 3, 2021 Class A Common Stock 1.5K Direct F1, F6
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each RSU represents a contingent right to receive one (1) share of the Issuer's Class A Common Stock upon settlement.
F2 Represents shares withheld by Issuer to satisfy tax withholding obligations on the vesting of RSUs.
F3 Represents 40,000 shares of Class A Common Stock held of record by Ursidae Family Trust.
F4 The RSUs vest 20% of the total shares on July 22, 2021 and 1.6667% monthly thereafter, with 100% of the total shares vested on July 22, 2025, subject to continued service through each vesting date.
F5 The RSUs vest as to 50% of the total shares on July 22, 2021 and 4.1666% monthly thereafter, with 100% of the total shares vested on July 22, 2022, subject to the reporting person's provision of service to the Issuer on each vesting date.
F6 The RSUs vest as to 4.1666% of the total shares on a monthly basis starting August 21, 2021, with 100% of the total shares vested on July 21, 2023, subject to the reporting person's provision of service to the Issuer on each vesting date.