Alison Bauerlein - Dec 15, 2020 Form 4/A - Amendment Insider Report for Inogen Inc (INGN)

Role
EVP, Finance, & CFO
Signature
/s/ Alison Bauerlein
Stock symbol
INGN
Transactions as of
Dec 15, 2020
Transactions value $
-$204,881
Form type
4/A - Amendment
Date filed
12/3/2021, 05:10 PM
Date Of Original Report
Dec 16, 2020
Next filing
Sep 3, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction INGN Common Stock Options Exercise $145K +8.7K +26.8% $16.62 41.2K Dec 15, 2020 Direct F1
transaction INGN Common Stock Sale -$175K -4.45K -10.81% $39.44 36.7K Dec 15, 2020 Direct F2, F3, F4
transaction INGN Common Stock Sale -$77K -1.9K -5.18% $40.42 34.8K Dec 15, 2020 Direct F2, F5, F6
transaction INGN Common Stock Sale -$97.1K -2.35K -6.75% $41.33 32.5K Dec 15, 2020 Direct F2, F7, F8

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction INGN Stock Option (Right to Buy) Options Exercise $0 -8.7K -100% $0.00* 0 Dec 15, 2020 Common Stock 8.7K $16.62 Direct F9
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Originally filed Form 4 reported 11,017.
F2 The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 11, 2020.
F3 Represents the weighted average share price of an aggregate total of 4,449 shares sold in the price range of $39.01 to $39.92 by the reporting person. The reporting person undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
F4 Originally filed Form 4 reported 6,568.
F5 Represents the weighted average share price of an aggregate total of 1,904 shares sold in the price range of $40.18 to $40.69 by the reporting person. The reporting person undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
F6 Originally filed Form 4 reported 4,664.
F7 Represents the weighted average share price of an aggregate total of 2,349 shares sold in the price range of $41.00 to $41.50 by the reporting person. The reporting person undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
F8 Originally filed Form 4 reported 2,315.
F9 Subject to the reporting person's continuing service, twenty-five percent (25%) of the shares subject to the option shall vest and become exercisable on the one year anniversary of the vesting commencement date, and thereafter, one forty-eighth (1/48th) of the total shares subject to the option shall vest each month on the same day as the vesting commencement date. The vesting commencement date for this option is April 1, 2014. This option was fully vested as of April 1, 2018.