Janeen B. Kastner - 26 Nov 2021 Form 4 Insider Report for RPM INTERNATIONAL INC/DE/ (RPM)

Role
VP Corp. Benefits/Risk Mgmt.
Signature
/s/ Janeen B. Kastner, by Gregory J. Dziak, her attorney-in-fact pursuant to Power of Attorney dated October 9, 2014 on filed with the Commission
Issuer symbol
RPM
Transactions as of
26 Nov 2021
Net transactions value
-$669,853
Form type
4
Filing time
30 Nov 2021, 15:25:16 UTC
Previous filing
23 Jul 2021
Next filing
02 Jun 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction RPM Common Stock, $0.01 par value Tax liability $669,853 -7,320 -7.1% $91.51 95,356 26 Nov 2021 Direct F1, F2
holding RPM Common Stock, $0.01 par value 1,035 26 Nov 2021 By 401(k) Plan F3

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding RPM Stock Appreciation Rights 180,000 26 Nov 2021 Common Stock 180,000 Direct F4, F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 On November 26, 2021, 17,848 shares of Common Stock issued to the reporting person pursuant to the 2007 RPM International Inc. Restricted Stock Plan (the "Plan") vested. In accordance with the terms of the Plan, the reporting person disposed of 7,320 shares of Common Stock back to the issuer to satisfy tax obligations of the reporting person.
F2 Includes an aggregate of 9,937 shares of Common Stock issued pursuant to the RPM International Inc. 2014 Omnibus Equity and Incentive Plan, 10,528 vested restricted shares of Common Stock held in escrow in the Plan until the reporting persons' retirement and 14,900 shares of Common Stock, issued as Performance Earned Restricted Stock, pursuant to the RPM International Inc. 2014 Omnibus Equity and Incentive Plan.
F3 Approximate number of shares held as of November 26, 2021 in the account of reporting person by Wachovia Bank, N.A., as Trustee of the RPM International Inc. 401(k) Trust and Plan, as amended.
F4 No transaction is being reported on this line. Reported on a previously filed Form 3 or Form 4.
F5 Stock Appreciation Rights granted pursuant to the RPM International Inc. 2004 and 2014 Omnibus Equity and Incentive Plans in exempt transactions under Rule 16b-3. These Stock Appreciation Rights vest in four equal annual installments commencing one year after the date of grant. These Stock Appreciation Rights were granted between 2015 and 2021 and expire 10 years from the date of grant.