Thomas C. Donnelly - 22 Nov 2021 Form 4 Insider Report for BrightView Holdings, Inc. (BV)

Role
President, Landscape Dev.
Signature
/s/ Jonathan M. Gottsegen, as Attorney-In-Fact
Issuer symbol
BV
Transactions as of
22 Nov 2021
Net transactions value
$0
Form type
4
Filing time
24 Nov 2021, 17:00:34 UTC
Previous filing
22 Nov 2021
Next filing
07 Dec 2021
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction BV Common Stock Options Exercise +4,130 +2.7% 157,059 22 Nov 2021 Direct F1, F2
transaction BV Common Stock Options Exercise +1,430 +0.91% 158,489 22 Nov 2021 Direct F1, F2
holding BV Common Stock 164,000 22 Nov 2021 By trust

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction BV Restricted Stock Units Options Exercise $0 -4,130 -33% $0.000000 8,259 22 Nov 2021 Common Stock 4,130 Direct F3, F4
transaction BV Restricted Stock Units Options Exercise $0 -1,430 -100% $0.000000* 0 22 Nov 2021 Common Stock 1,430 Direct F3, F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Reflects restricted stock units that upon vesting converted into shares of Issuer common stock on a one-for-one basis.
F2 Includes shares of common stock acquired under the Issuer's employee stock purchase plan and unvested shares of restricted stock. Does not include unvested performance shares which will be reported when earned upon achievement of certain performance criteria.
F3 Each restricted stock unit represents a contingent right to receive one share of Issuer common stock. The restricted stock units will be settled in either common stock or cash (or a combination thereof).
F4 Represents a grant of time-based restricted stock units that vest in four equal annual installments beginning on November 22, 2020.
F5 Represents non-forfeitable time-based restricted stock units granted in lieu of certain cash compensation. These restricted stock units vest in two installments beginning on November 22, 2020.

Remarks:

The Reporting Person disclaims beneficial ownership of the securities reported herein as indirectly beneficially owned, except to the extent of his pecuniary interest therein.