Thomas C. Donnelly - 18 Nov 2021 Form 4 Insider Report for BrightView Holdings, Inc. (BV)

Role
President, Landscape Dev.
Signature
/s/ Jonathan M. Gottsegen, as Attorney-In-Fact
Issuer symbol
BV
Transactions as of
18 Nov 2021
Net transactions value
$0
Form type
4
Filing time
22 Nov 2021, 17:00:21 UTC
Next filing
24 Nov 2021
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction BV Common Stock Options Exercise +5,061 +3.4% 152,929 19 Nov 2021 Direct F1, F2
holding BV Common Stock 164,000 18 Nov 2021 By trust

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction BV Stock Options (Right to Buy) Award $0 +41,647 $0.000000 41,647 18 Nov 2021 Common Stock 41,647 $15.04 Direct F3
transaction BV Restricted Stock Units Award $0 +18,949 $0.000000 18,949 18 Nov 2021 Common Stock 18,949 Direct F4, F5
transaction BV Restricted Stock Units Options Exercise $0 -5,061 -25% $0.000000 15,186 19 Nov 2021 Common Stock 5,061 Direct F4, F6
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Reflects restricted stock units that upon vesting converted into shares of Issuer common stock on a one-for-one basis.
F2 Includes shares of common stock acquired under the Issuer's employee stock purchase plan and unvested shares of restricted stock. Does not include unvested performance shares which will be reported when earned upon achievement of certain performance criteria.
F3 Represents a grant of time-based options that vest in four equal annual installments beginning on November 18, 2022.
F4 Each restricted stock unit represents a contingent right to receive one share of Issuer common stock. The restricted stock units will be settled in either common stock or cash (or a combination thereof).
F5 Represents a grant of time-based restricted stock units that vest in four equal annual installments beginning on November 18, 2022.
F6 Represents a grant of time-based restricted stock units that vest in four equal annual installments beginning on November 19, 2021.

Remarks:

The Reporting Person disclaims beneficial ownership of the securities reported herein as indirectly beneficially owned, except to the extent of his pecuniary interest therein.