Caren L. Mason - 16 Nov 2021 Form 4 Insider Report for STAAR SURGICAL CO (STAA)

Role
President & CEO, Director
Signature
/s/ Samuel Gesten as attorney-in-fact for Caren Mason
Issuer symbol
STAA
Transactions as of
16 Nov 2021
Net transactions value
-$11,150,300
Form type
4
Filing time
18 Nov 2021, 18:56:41 UTC
Previous filing
12 May 2021
Next filing
08 Mar 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction STAA Common Stock Options Exercise $271,600 +35,000 +55% $7.76 98,376 16 Nov 2021 Direct
transaction STAA Common Stock Sale $3,997,000 -35,000 -36% $114.20 63,376 16 Nov 2021 Direct F1
transaction STAA Common Stock Options Exercise $271,600 +35,000 +55% $7.76 98,376 17 Nov 2021 Direct
transaction STAA Common Stock Sale $3,984,050 -35,000 -36% $113.83 63,376 17 Nov 2021 Direct F2
transaction STAA Common Stock Options Exercise $271,600 +35,000 +55% $7.76 98,376 18 Nov 2021 Direct
transaction STAA Common Stock Sale $3,984,050 -35,000 -36% $113.83 63,376 18 Nov 2021 Direct F3

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction STAA Common Stock Options Options Exercise $0 -35,000 -22% $0.000000 123,000 16 Nov 2021 Common Stock 35,000 $7.76 Direct
transaction STAA Common Stock Options Options Exercise $0 -35,000 -28% $0.000000 88,000 17 Nov 2021 Common Stock 35,000 $7.76 Direct
transaction STAA Common Stock Options Options Exercise $0 -35,000 -40% $0.000000 53,000 18 Nov 2021 Common Stock 35,000 $7.76 Direct
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $110.32 to $115.62.
F2 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $111.72 to $115.93.
F3 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $110.06 to $114.06.

Remarks:

This Form 4 reflects sales by Ms. Mason of Common Stock of the Company pursuant to instructions contained in a pre-established Rule 10b5-1 plan.