Caren Mason - May 10, 2021 Form 4 Insider Report for STAAR SURGICAL CO (STAA)

Role
President & CEO, Director
Signature
/s/ Samuel Gesten as attorney-in-fact for Caren Mason
Stock symbol
STAA
Transactions as of
May 10, 2021
Transactions value $
-$11,505,710
Form type
4
Date filed
5/12/2021, 05:11 PM
Next filing
Nov 18, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction STAA Common Stock Options Exercise $415K +53.5K +84.42% $7.76 117K May 10, 2021 Direct
transaction STAA Common Stock Sale -$6.41M -53.5K -45.78% $119.88 63.4K May 10, 2021 Direct F1
transaction STAA Common Stock Options Exercise $415K +53.5K +84.42% $7.76 117K May 11, 2021 Direct
transaction STAA Common Stock Sale -$5.92M -53.5K -45.78% $110.70 63.4K May 11, 2021 Direct F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction STAA Common Stock Options Options Exercise $0 -53.5K -20.19% $0.00 212K May 10, 2021 Common Stock 53.5K $7.76 Direct
transaction STAA Common Stock Options Options Exercise $0 -53.5K -25.3% $0.00 158K May 11, 2021 Common Stock 53.5K $7.76 Direct
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $111.27 to $135.64.
F2 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $106.29 to $113.55.

Remarks:

This Form 4 reflects sales by Ms. Mason of Common Stock of the Company pursuant to instructions contained in a pre-established Rule 10b5-1 plan.