Caren L. Mason - 10 May 2021 Form 4 Insider Report for STAAR SURGICAL CO (STAA)

Role
President & CEO, Director
Signature
/s/ Samuel Gesten as attorney-in-fact for Caren Mason
Issuer symbol
STAA
Transactions as of
10 May 2021
Net transactions value
-$11,505,710
Form type
4
Filing time
12 May 2021, 17:11:24 UTC
Next filing
18 Nov 2021
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction STAA Common Stock Options Exercise $415,160 +53,500 +84% $7.76 116,876 10 May 2021 Direct
transaction STAA Common Stock Sale $6,413,580 -53,500 -46% $119.88 63,376 10 May 2021 Direct F1
transaction STAA Common Stock Options Exercise $415,160 +53,500 +84% $7.76 116,876 11 May 2021 Direct
transaction STAA Common Stock Sale $5,922,450 -53,500 -46% $110.70 63,376 11 May 2021 Direct F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction STAA Common Stock Options Options Exercise $0 -53,500 -20% $0.000000 211,500 10 May 2021 Common Stock 53,500 $7.76 Direct
transaction STAA Common Stock Options Options Exercise $0 -53,500 -25% $0.000000 158,000 11 May 2021 Common Stock 53,500 $7.76 Direct
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $111.27 to $135.64.
F2 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $106.29 to $113.55.

Remarks:

This Form 4 reflects sales by Ms. Mason of Common Stock of the Company pursuant to instructions contained in a pre-established Rule 10b5-1 plan.