THOMAS M. SIEBEL - 15 Nov 2021 Form 4 Insider Report for C3.ai, Inc. (AI)

Signature
/s/ Brady Mickelsen, Attorney-in-Fact
Issuer symbol
AI
Transactions as of
15 Nov 2021
Net transactions value
-$29,762,880
Form type
4
Filing time
17 Nov 2021, 17:03:46 UTC
Previous filing
15 Oct 2021
Next filing
29 Apr 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction AI Class A Common Stock Sale $11,474,720 -237,179 -5.8% $48.38 3,875,133 15 Nov 2021 See Footnote F1, F2, F3
transaction AI Class A Common Stock Sale $2,988,503 -60,779 -14% $49.17 381,354 15 Nov 2021 See Footnote F1, F3, F4
transaction AI Class A Common Stock Sale $3,014,541 -59,967 -1.6% $50.27 3,754,387 15 Nov 2021 See Footnote F1, F3, F5
transaction AI Class A Common Stock Sale $593,920 -11,600 -0.31% $51.20 3,742,787 15 Nov 2021 See Footnote F1, F3, F6
transaction AI Class A Common Stock Sale $5,007,580 -106,635 -2.8% $46.96 3,636,152 16 Nov 2021 See Footnote F1, F3, F7
transaction AI Class A Common Stock Sale $6,159,580 -128,512 -3.5% $47.93 3,507,640 16 Nov 2021 See Footnote F1, F3, F8
transaction AI Class A Common Stock Sale $524,035 -10,816 -0.31% $48.45 3,496,824 16 Nov 2021 See Footnote F1, F3, F9
holding AI Class A Common Stock 1,756,390 15 Nov 2021 Direct
holding AI Class A Common Stock 9,216 15 Nov 2021 See Footnote F10
holding AI Class A Common Stock 170,294 15 Nov 2021 See Footnote F11
holding AI Class A Common Stock 72,695 15 Nov 2021 See Footnote F12
holding AI Class A Common Stock 1,237,115 15 Nov 2021 See Footnote F13
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Transaction pursuant to a previously established Rule 10b5-1 Plan.
F2 Represents weighted average sales price. The shares were sold at prices ranging from $47.78 to $48.775. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.
F3 The shares are held by The Siebel Living Trust u/a/d 7/27/93, as amended, of which the Reporting Person is trustee.
F4 Represents weighted average sales price. The shares were sold at prices ranging from $48.78 to $49.73. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.
F5 Represents weighted average sales price. The shares were sold at prices ranging from $49.935 to $50.93. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.
F6 Represents weighted average sales price. The shares were sold at prices ranging from $50.95 to $51.55. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.
F7 Represents weighted average sales price. The shares were sold at prices ranging from $46.43 to $47.42. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.
F8 Represents weighted average sales price. The shares were sold at prices ranging from $47.43 to $48.4275. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.
F9 Represents weighted average sales price. The shares were sold at prices ranging from $48.43 to $48.53. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.
F10 The shares are held by First Virtual Holdings, LLC, of which the Reporting Person is Chairman.
F11 The shares are held by Siebel Asset Management, L.P., of which the Reporting Person is the general partner.
F12 The shares are held by Siebel Asset Management III, L.P., of which the Reporting Person is the general partner.
F13 The shares are held by The Siebel 2011 Irrevocable Children's Trust, of which the Reporting Person is co-trustee.