Thomas M. Siebel - Nov 15, 2021 Form 4 Insider Report for C3.ai, Inc. (AI)

Signature
/s/ Brady Mickelsen, Attorney-in-Fact
Stock symbol
AI
Transactions as of
Nov 15, 2021
Transactions value $
-$29,762,880
Form type
4
Date filed
11/17/2021, 05:03 PM
Previous filing
Oct 15, 2021
Next filing
Apr 29, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction AI Class A Common Stock Sale -$11.5M -237K -5.77% $48.38 3.88M Nov 15, 2021 See Footnote F1, F2, F3
transaction AI Class A Common Stock Sale -$2.99M -60.8K -13.75% $49.17 381K Nov 15, 2021 See Footnote F1, F3, F4
transaction AI Class A Common Stock Sale -$3.01M -60K -1.57% $50.27 3.75M Nov 15, 2021 See Footnote F1, F3, F5
transaction AI Class A Common Stock Sale -$594K -11.6K -0.31% $51.20 3.74M Nov 15, 2021 See Footnote F1, F3, F6
transaction AI Class A Common Stock Sale -$5.01M -107K -2.85% $46.96 3.64M Nov 16, 2021 See Footnote F1, F3, F7
transaction AI Class A Common Stock Sale -$6.16M -129K -3.53% $47.93 3.51M Nov 16, 2021 See Footnote F1, F3, F8
transaction AI Class A Common Stock Sale -$524K -10.8K -0.31% $48.45 3.5M Nov 16, 2021 See Footnote F1, F3, F9
holding AI Class A Common Stock 1.76M Nov 15, 2021 Direct
holding AI Class A Common Stock 9.22K Nov 15, 2021 See Footnote F10
holding AI Class A Common Stock 170K Nov 15, 2021 See Footnote F11
holding AI Class A Common Stock 72.7K Nov 15, 2021 See Footnote F12
holding AI Class A Common Stock 1.24M Nov 15, 2021 See Footnote F13
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Transaction pursuant to a previously established Rule 10b5-1 Plan.
F2 Represents weighted average sales price. The shares were sold at prices ranging from $47.78 to $48.775. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.
F3 The shares are held by The Siebel Living Trust u/a/d 7/27/93, as amended, of which the Reporting Person is trustee.
F4 Represents weighted average sales price. The shares were sold at prices ranging from $48.78 to $49.73. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.
F5 Represents weighted average sales price. The shares were sold at prices ranging from $49.935 to $50.93. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.
F6 Represents weighted average sales price. The shares were sold at prices ranging from $50.95 to $51.55. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.
F7 Represents weighted average sales price. The shares were sold at prices ranging from $46.43 to $47.42. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.
F8 Represents weighted average sales price. The shares were sold at prices ranging from $47.43 to $48.4275. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.
F9 Represents weighted average sales price. The shares were sold at prices ranging from $48.43 to $48.53. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.
F10 The shares are held by First Virtual Holdings, LLC, of which the Reporting Person is Chairman.
F11 The shares are held by Siebel Asset Management, L.P., of which the Reporting Person is the general partner.
F12 The shares are held by Siebel Asset Management III, L.P., of which the Reporting Person is the general partner.
F13 The shares are held by The Siebel 2011 Irrevocable Children's Trust, of which the Reporting Person is co-trustee.