THOMAS M. SIEBEL - 13 Oct 2021 Form 4 Insider Report for C3.ai, Inc. (AI)

Signature
/s/ Brady Mickelsen, Attorney-in-Fact
Issuer symbol
AI
Transactions as of
13 Oct 2021
Net transactions value
-$22,352,186
Form type
4
Filing time
15 Oct 2021, 17:43:34 UTC
Previous filing
15 Sep 2021
Next filing
17 Nov 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction AI Class A Common Stock Sale $3,709,932 -81,376 -1.8% $45.59 4,515,085 13 Oct 2021 See Footnote F1, F2, F3
transaction AI Class A Common Stock Sale $4,852,583 -104,424 -2.3% $46.47 4,410,661 13 Oct 2021 See Footnote F1, F3, F4
transaction AI Class A Common Stock Sale $6,068,949 -129,623 -2.9% $46.82 4,281,038 14 Oct 2021 See Footnote F1, F3, F5
transaction AI Class A Common Stock Sale $242,357 -5,126 -0.12% $47.28 4,275,912 14 Oct 2021 See Footnote F1, F3, F6
transaction AI Class A Common Stock Sale $5,966,560 -131,018 -3.1% $45.54 4,144,894 15 Oct 2021 See Footnote F1, F3, F7
transaction AI Class A Common Stock Sale $1,511,805 -32,582 -0.79% $46.40 4,112,312 15 Oct 2021 See Footnote F1, F3, F8
holding AI Class A Common Stock 1,756,390 13 Oct 2021 Direct
holding AI Class A Common Stock 9,216 13 Oct 2021 See Footnote F9
holding AI Class A Common Stock 170,294 13 Oct 2021 See Footnote F10
holding AI Class A Common Stock 72,695 13 Oct 2021 See Footnote F11
holding AI Class A Common Stock 1,237,115 13 Oct 2021 See Footnote F12
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Transaction pursuant to a previously established Rule 10b5-1 Plan.
F2 Represents weighted average sales price. The shares were sold at prices ranging from $45.02 to $46.015. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.
F3 The shares are held by The Siebel Living Trust u/a/d 7/27/93, as amended, of which the Reporting Person is trustee.
F4 Represents weighted average sales price. The shares were sold at prices ranging from $46.02 to $46.87. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.
F5 Represents weighted average sales price. The shares were sold at prices ranging from $46.24 to $47.235. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.
F6 Represents weighted average sales price. The shares were sold at prices ranging from $47.24 to $47.32. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.
F7 Represents weighted average sales price. The shares were sold at prices ranging from $45.15 to $46.145. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.
F8 Represents weighted average sales price. The shares were sold at prices ranging from $46.15 to $46.90. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.
F9 The shares are held by First Virtual Holdings, LLC, of which the Reporting Person is Chairman.
F10 The shares are held by Siebel Asset Management, L.P., of which the Reporting Person is the general partner.
F11 The shares are held by Siebel Asset Management III, L.P., of which the Reporting Person is the general partner.
F12 The shares are held by The Siebel 2011 Irrevocable Children's Trust, of which the Reporting Person is co-trustee.