Thor Gjerdrum - Nov 15, 2021 Form 4 Insider Report for A-Mark Precious Metals, Inc. (AMRK)

Role
President
Signature
/s/ Carol Meltzer, by power of attorney
Stock symbol
AMRK
Transactions as of
Nov 15, 2021
Transactions value $
-$348,409
Form type
4
Date filed
11/16/2021, 06:18 PM
Previous filing
Sep 15, 2021
Next filing
Nov 17, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction AMRK Common Stock, par value $0.01 per share Options Exercise $42.4K +2.83K $15.00 2.83K Nov 15, 2021 Direct
transaction AMRK Common Stock, par value $0.01 per share Sale -$208K -2.83K -100% $73.71 0 Nov 15, 2021 Direct F1
transaction AMRK Common Stock, par value $0.01 per share Options Exercise $42.2K +2.82K $15.00 2.82K Nov 15, 2021 Direct
transaction AMRK Common Stock, par value $0.01 per share Sale -$209K -2.82K -100% $74.29 0 Nov 15, 2021 Direct F2
transaction AMRK Common Stock, par value $0.01 per share Options Exercise $3.86K +257 $15.00 257 Nov 15, 2021 Direct
transaction AMRK Common Stock, par value $0.01 per share Sale -$19.3K -257 -100% $75.23 0 Nov 15, 2021 Direct F3

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction AMRK Stock Option (Right to Buy) Options Exercise $0 -5.9K -27.23% $0.00 15.8K Nov 15, 2021 Common Stock, par value $0.01 per share 5.9K $15.00 Direct F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The price reported is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from not less than $73.08 to not more than $74.07. The reporting person undertakes to provide to A-Mark Precious Metals, Inc. ("A-Mark"), any security holder of A-Mark, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form.
F2 The price reported is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from not less than $74.09 to not more than $74.925. The reporting person undertakes to provide to A-Mark Precious Metals, Inc. ("A-Mark"), any security holder of A-Mark, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form.
F3 The price reported is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from not less than $75.10 to not more than $76.00. The reporting person undertakes to provide to A-Mark Precious Metals, Inc. ("A-Mark"), any security holder of A-Mark, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form.
F4 The option granted covered 66,667 shares, and vested 33.3% per year on June 30, 2017, 2018 and 2019.