Thor Gjerdrum - 13 Sep 2021 Form 4 Insider Report for A-Mark Precious Metals, Inc. (AMRK)

Role
President
Signature
/s/ Carol Meltzer, by power of attorney
Issuer symbol
AMRK
Transactions as of
13 Sep 2021
Net transactions value
-$1,179,417
Form type
4
Filing time
15 Sep 2021, 21:16:58 UTC
Next filing
16 Nov 2021
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction AMRK Common Stock, par value $0.01 per share Options Exercise $85,000 +5,000 $17.00 5,000 13 Sep 2021 Direct F1
transaction AMRK Common Stock, par value $0.01 per share Options Exercise $51,000 +5,000 +100% $10.20 10,000 13 Sep 2021 Direct F1
transaction AMRK Common Stock, par value $0.01 per share Options Exercise $86,163 +8,333 +83% $10.34 18,333 13 Sep 2021 Direct F1
transaction AMRK Common Stock, par value $0.01 per share Options Exercise $102,829 +8,333 +45% $12.34 26,666 13 Sep 2021 Direct F1
transaction AMRK Common Stock, par value $0.01 per share Sale $578,822 -10,417 -39% $55.57 16,249 13 Sep 2021 Direct F1, F2
transaction AMRK Common Stock, par value $0.01 per share Sale $593,991 -10,509 -65% $56.52 5,740 13 Sep 2021 Direct F1, F3
transaction AMRK Common Stock, par value $0.01 per share Sale $251,430 -4,367 -76% $57.58 1,373 13 Sep 2021 Direct F1, F4
transaction AMRK Common Stock, par value $0.01 per share Sale $80,167 -1,373 -100% $58.39 0 13 Sep 2021 Direct F1, F5

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction AMRK Stock Option (Right to Buy) Options Exercise $0 -5,000 -19% $0.000000 21,667 13 Sep 2021 Common Stock, par value $0.01 per share 5,000 $17.00 Direct F6
transaction AMRK Stock Option (Right to Buy) Options Exercise $0 -5,000 -100% $0.000000* 0 13 Sep 2021 Common Stock, par value $0.01 per share 5,000 $10.20 Direct F7
transaction AMRK Stock Option (Right to Buy) Options Exercise $0 -8,333 -50% $0.000000 8,334 13 Sep 2021 Common Stock, par value $0.01 per share 8,333 $10.34 Direct F8
transaction AMRK Stock Option (Right to Buy) Options Exercise $0 -8,333 -50% $0.000000 8,334 13 Sep 2021 Common Stock, par value $0.01 per share 8,333 $12.34 Direct F8
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The transactions reported in this Form 4 were effected pursuant to Rule 10b5-1 trading plan
F2 The price reported is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from not less than $55.05 to not more than $56.03. The reporting person undertakes to provide to A-Mark Precious Metals, Inc. ("A-Mark"), any security holder of A-Mark, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form.
F3 The price reported is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from not less than $56.05 to not more than $57.02. The reporting person undertakes to provide to A-Mark Precious Metals, Inc. ("A-Mark"), any security holder of A-Mark, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form.
F4 The price reported is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from not less than $57.13 to not more than $58.02. The reporting person undertakes to provide to A-Mark Precious Metals, Inc. ("A-Mark"), any security holder of A-Mark, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form.
F5 The price reported is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from not less than $58.19 to not more than $58.51. The reporting person undertakes to provide to A-Mark Precious Metals, Inc. ("A-Mark"), any security holder of A-Mark, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form.
F6 The option granted covered 66,667 shares, and vested 33.3% per year on June 30, 2017, 2018 and 2019.
F7 The option granted covered 15,000 shares, and vested 33.3% per year on August 30, 2019, 2020 and 2021.
F8 The option granted covered 25,000 shares, and vested or vests 33.3% per year on June 30, 2020, 2021 and 2022.