Thor Gjerdrum - Sep 13, 2021 Form 4 Insider Report for A-Mark Precious Metals, Inc. (AMRK)

Role
President
Signature
/s/ Carol Meltzer, by power of attorney
Stock symbol
AMRK
Transactions as of
Sep 13, 2021
Transactions value $
-$1,179,417
Form type
4
Date filed
9/15/2021, 09:16 PM
Next filing
Nov 16, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction AMRK Common Stock, par value $0.01 per share Options Exercise $85K +5K $17.00 5K Sep 13, 2021 Direct F1
transaction AMRK Common Stock, par value $0.01 per share Options Exercise $51K +5K +100% $10.20 10K Sep 13, 2021 Direct F1
transaction AMRK Common Stock, par value $0.01 per share Options Exercise $86.2K +8.33K +83.33% $10.34 18.3K Sep 13, 2021 Direct F1
transaction AMRK Common Stock, par value $0.01 per share Options Exercise $103K +8.33K +45.45% $12.34 26.7K Sep 13, 2021 Direct F1
transaction AMRK Common Stock, par value $0.01 per share Sale -$579K -10.4K -39.06% $55.57 16.2K Sep 13, 2021 Direct F1, F2
transaction AMRK Common Stock, par value $0.01 per share Sale -$594K -10.5K -64.67% $56.52 5.74K Sep 13, 2021 Direct F1, F3
transaction AMRK Common Stock, par value $0.01 per share Sale -$251K -4.37K -76.08% $57.58 1.37K Sep 13, 2021 Direct F1, F4
transaction AMRK Common Stock, par value $0.01 per share Sale -$80.2K -1.37K -100% $58.39 0 Sep 13, 2021 Direct F1, F5

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction AMRK Stock Option (Right to Buy) Options Exercise $0 -5K -18.75% $0.00 21.7K Sep 13, 2021 Common Stock, par value $0.01 per share 5K $17.00 Direct F6
transaction AMRK Stock Option (Right to Buy) Options Exercise $0 -5K -100% $0.00* 0 Sep 13, 2021 Common Stock, par value $0.01 per share 5K $10.20 Direct F7
transaction AMRK Stock Option (Right to Buy) Options Exercise $0 -8.33K -50% $0.00 8.33K Sep 13, 2021 Common Stock, par value $0.01 per share 8.33K $10.34 Direct F8
transaction AMRK Stock Option (Right to Buy) Options Exercise $0 -8.33K -50% $0.00 8.33K Sep 13, 2021 Common Stock, par value $0.01 per share 8.33K $12.34 Direct F8
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The transactions reported in this Form 4 were effected pursuant to Rule 10b5-1 trading plan
F2 The price reported is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from not less than $55.05 to not more than $56.03. The reporting person undertakes to provide to A-Mark Precious Metals, Inc. ("A-Mark"), any security holder of A-Mark, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form.
F3 The price reported is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from not less than $56.05 to not more than $57.02. The reporting person undertakes to provide to A-Mark Precious Metals, Inc. ("A-Mark"), any security holder of A-Mark, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form.
F4 The price reported is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from not less than $57.13 to not more than $58.02. The reporting person undertakes to provide to A-Mark Precious Metals, Inc. ("A-Mark"), any security holder of A-Mark, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form.
F5 The price reported is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from not less than $58.19 to not more than $58.51. The reporting person undertakes to provide to A-Mark Precious Metals, Inc. ("A-Mark"), any security holder of A-Mark, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form.
F6 The option granted covered 66,667 shares, and vested 33.3% per year on June 30, 2017, 2018 and 2019.
F7 The option granted covered 15,000 shares, and vested 33.3% per year on August 30, 2019, 2020 and 2021.
F8 The option granted covered 25,000 shares, and vested or vests 33.3% per year on June 30, 2020, 2021 and 2022.