John F. Sharkey III - Nov 15, 2021 Form 4 Insider Report for Pathfinder Bancorp, Inc. (PBHC)

Role
Director
Signature
/s/ James A. Dowd as POA for John F. Sharkey, III
Stock symbol
PBHC
Transactions as of
Nov 15, 2021
Transactions value $
$0
Form type
4
Date filed
11/16/2021, 01:13 PM

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction PBHC Common Stock Options Exercise $99.7K +8.79K +60.54% $11.35 23.3K Nov 15, 2021 Direct
transaction PBHC Common Stock Options Exercise $91.3K +8.24K +35.34% $11.09 31.5K Nov 15, 2021 Direct
holding PBHC Common Stock 20K Nov 15, 2021 By IRA

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction PBHC Stock Options Options Exercise -$99.7K -8.79K -100% $11.35 0 Nov 15, 2021 Common Stock 8.79K $11.35 Direct
transaction PBHC Stock Options Options Exercise -$91.3K -8.24K -100% $11.09 0 Nov 15, 2021 Common Stock 8.24K $11.09 Direct
* An asterisk sign (*) next to the price indicates that the price is likely invalid.