Scott L. Bok - Nov 9, 2021 Form 4 Insider Report for GREENHILL & CO INC (GHL)

Role
Chairman & CEO, Director, 10%+ Owner
Signature
/s/ Harold J. Rodriguez, Jr., Attorney-in-Fact for Scott L. Bok
Stock symbol
GHL
Transactions as of
Nov 9, 2021
Transactions value $
$795,149
Form type
4
Date filed
11/12/2021, 03:11 PM
Next filing
Feb 3, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction GHL Common Stock Purchase $397K +21.9K +15.32% $18.12 165K Nov 9, 2021 Direct
transaction GHL Common Stock Purchase $398K +21.9K +1.76% $18.16 1.27M Nov 10, 2021 See Footnote F1
holding GHL Common Stock 289K Nov 9, 2021 See Footnote F2
holding GHL Common Stock 30.3K Nov 9, 2021 By grantor retained annuity trust F3
holding GHL Common Stock 159K Nov 9, 2021 By grantor retained annuity trust F4
holding GHL Common Stock 388K Nov 9, 2021 By grantor retained annuity trust F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 These shares of Common Stock are directly owned by Bok Family Partners L.P., a Delaware limited partnership, of which Scott L. Bok is the general partner. Scott L. Bok disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein.
F2 These shares of Common Stock are directly owned by the Bok Family Foundation. Mr. Bok expressly disclaims beneficial ownership of these securities.
F3 On May 6, 2019, Mr. Bok contributed 263,917 shares of Greenhill & Co., Inc. Common Stock to a grantor retained annuity trust for the benefit of himself and his two children. On August 13, 2020, 120,047 shares reverted back to Scott L. Bok's direct beneficial ownership from that of the Scott Bok 2019 Annuity Trust. On May 7, 2021, 113,533 shares reverted back to Scott L. Bok's direct beneficial ownership, and were subsequently transferred to Bok Family Partners, L.P.
F4 On March 17, 2020, Mr. Bok contributed 178,662 shares of Greenhill & Co., Inc. Common Stock to a grantor retained annuity trust for the benefit of himself and his two children. On March 19, 2021, 19,867 shares reverted back to Scott L. Bok's direct beneficial ownership from that of the Scott L. Bok March 2020 Grantor Annuity Trust.
F5 On November 12, 2020, Mr. Bok contributed 388,005 shares of Greenhill & Co., Inc. Common Stock to a grantor retained annuity trust for the benefit of himself and his two children.