Gitanjali Pinto Faleiro - 08 Nov 2021 Form 4 Insider Report for GREENHILL & CO INC

Role: General Counsel
Signature: /s/ Harold J. Rodriguez, Jr., Attorney-in-Fact for Gitanjali Pinto Faleiro
Issuer symbol: N/A
Transactions as of: 08 Nov 2021
Net transactions value: +$13,485
Form type: 4
Filing time: 10 Nov 2021, 15:13:22 UTC
Next filing: 03 Feb 2022
SEC: View on sec.gov

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	GHL	Common Stock	Options Exercise	$31,657	+1,810	+50%	$17.49	5,454	08 Nov 2021	Direct
transaction	GHL	Common Stock	Tax liability	$18,172	-1,039	-19%	$17.49	4,415	08 Nov 2021	Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
transaction	GHL	Restricted Stock Units	Options Exercise	$0	-1,810	-33%	$0.000000	3,621	08 Nov 2021	Common Stock	1,810		Direct	F1

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	This restricted stock unit award was granted on September 30, 2019 under the Greenhill & Co., Inc. 2019 Equity Incentive Plan. The units comprising the award vest in equal increments on each of the first, second, third and fourth anniversaries of the date of grant (each, a vesting date) and are subject to payment within 75 days following each such vesting date. Each unit represents a right to receive one share of Common Stock or an amount equal to the market value of the Common Stock underlying the vested award on the applicable vesting date. Payment may be made in cash, shares of Common Stock or a combination thereof. On November 8, 2021, the second vesting of this restricted stock unit award was settled in shares. Shares were withheld to satisfy applicable tax withholding obligations.

Content

This restricted stock unit award was granted on September 30, 2019 under the Greenhill & Co., Inc. 2019 Equity Incentive Plan. The units comprising the award vest in equal increments on each of the first, second, third and fourth anniversaries of the date of grant (each, a vesting date) and are subject to payment within 75 days following each such vesting date. Each unit represents a right to receive one share of Common Stock or an amount equal to the market value of the Common Stock underlying the vested award on the applicable vesting date. Payment may be made in cash, shares of Common Stock or a combination thereof. On November 8, 2021, the second vesting of this restricted stock unit award was settled in shares. Shares were withheld to satisfy applicable tax withholding obligations.