Daniel R. Phillips - Nov 8, 2021 Form 4 Insider Report for Pathfinder Bancorp, Inc. (PBHC)

Role
Senior Vice President
Signature
/s/ James A. Dowd as POA for Daniel R. Phillips
Stock symbol
PBHC
Transactions as of
Nov 8, 2021
Transactions value $
$21,620
Form type
4
Date filed
11/9/2021, 03:41 PM
Next filing
Dec 22, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction PBHC Common Stock Options Exercise $21.6K +2K +23.86% $10.81 10.4K Nov 8, 2021 Direct
holding PBHC Common Stock 10.8K Nov 8, 2021 By ESOP
holding PBHC Common Stock 6.02K Nov 8, 2021 By 401(k)

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction PBHC Stock Options Options Exercise $0 -2K -8.95% $0.00 20.3K Nov 8, 2021 Common Stock 2K $10.81 Direct
holding PBHC Stock Options 15.8K Nov 8, 2021 Common Stock 15.8K $11.35 Direct
* An asterisk sign (*) next to the price indicates that the price is likely invalid.