Robert S. Lehman - Nov 3, 2021 Form 4 Insider Report for Compass, Inc. (COMP)

Role
Chief Business Officer
Signature
/s/ Bradley K. Serwin, as attorney-in-fact
Stock symbol
COMP
Transactions as of
Nov 3, 2021
Transactions value $
-$50,078
Form type
4
Date filed
11/5/2021, 04:17 PM
Previous filing
Nov 1, 2021
Next filing
Dec 1, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction COMP Class A Common Stock Options Exercise +6.76K +2.08% 332K Nov 3, 2021 Direct F1
transaction COMP Class A Common Stock Tax liability -$50.1K -3.88K -1.17% $12.91 328K Nov 3, 2021 Direct F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction COMP Restricted Stock Unit (RSU) Options Exercise $0 -6.76K -3.71% $0.00 176K Nov 3, 2021 Class A Common Stock 6.76K Direct F1, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each RSU represents a contingent right to receive one (1) share of the Issuer's Class A Common Stock upon settlement.
F2 Represents shares withheld by Issuer to satisfy tax withholding obligations on the vesting of RSUs.
F3 The RSUs vest as to 2.0833% of the total shares monthly, beginning on January 1, 2020, with 100% of the total shares vested on January 1, 2024, subject to the reporting person's provision of service to the Issuer on each vesting date.