Robert S. Lehman - 28 Oct 2021 Form 4 Insider Report for Compass, Inc. (COMP)

Role: Chief Business Officer
Signature: /s/ Bradley K. Serwin, as attorney-in-fact
Issuer symbol: COMP
Transactions as of: 28 Oct 2021
Net transactions value: -$949,684
Form type: 4
Filing time: 01 Nov 2021, 18:37:59 UTC
Next filing: 05 Nov 2021
SEC: View on sec.gov

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	COMP	Class A Common Stock	Options Exercise		+144,620	+57%		399,280	28 Oct 2021	Direct	F1
transaction	COMP	Class A Common Stock	Tax liability	$949,684	-73,676	-18%	$12.89	325,604	28 Oct 2021	Direct	F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
transaction	COMP	Restricted Stock Unit (RSU)	Options Exercise	$0	-2,830	-100%	$0.000000^*	0	28 Oct 2021	Class A Common Stock	2,830		Direct	F1, F3
transaction	COMP	Restricted Stock Unit (RSU)	Options Exercise	$0	-141,790	-44%	$0.000000	182,320	28 Oct 2021	Class A Common Stock	141,790		Direct	F1, F4

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	Each RSU represents a contingent right to receive one (1) share of the Issuer's Class A Common Stock upon settlement.
F2	Represents shares withheld by Issuer to satisfy tax withholding obligations on the vesting of RSUs.
F3	The RSUs are fully vested.
F4	The RSUs vest as to 2.0833% of the total shares monthly, beginning on January 1, 2020, with 100% of the total shares vested on January 1, 2024, subject to the reporting person's provision of service to the Issuer on each vesting date.