David Thomas Callachor - 05 Oct 2021 Form 4 Insider Report for S&W Seed Co (SANW)

Role: Executive VP, International
Signature: /s/ Matthew Szot, Attorney-in-Fact
Issuer symbol: SANW
Transactions as of: 05 Oct 2021
Net transactions value: $0
Form type: 4
Filing time: 07 Oct 2021, 17:45:52 UTC
SEC: View on sec.gov

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	SANW	Common Stock	Award	$0	+7,330	+22%	$0.000000	39,957	05 Oct 2021	Direct	F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
transaction	SANW	Stock option (right to buy)	Award	$0	+60,000		$0.000000	60,000	05 Oct 2021	Common Stock	60,000	$2.64	Direct	F2

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	Represents restricted stock unit award that vests in 12 quarterly installments over three years, commencing on January 1, 2022 and continuing thereafter on the first day of each succeeding fiscal quarter through and including October 1, 2024, subject to continued service with the Issuer on each respective vesting date.
F2	The options vest in 12 quarterly installments over three years, commencing on January 1, 2022 and continuing thereafter on the first day of each succeeding fiscal quarter through and including October 1, 2024, subject to continued service with the Issuer on each respective vesting date.