Halli Razon-Feingold - 28 Sep 2021 Form 3 Insider Report for Newtek Business Services Corp. (NEWT)

Role: Director
Signature: Halli Razon-Feingold
Issuer symbol: NEWT
Transactions as of: 28 Sep 2021
Net transactions value: $0
Form type: 3
Filing time: 06 Oct 2021, 16:16:32 UTC
Next filing: 10 Jan 2022
SEC: View on sec.gov

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
holding	NEWTL	Common stock						9,805	28 Sep 2021	Direct	F1
holding	NEWTL	Common stock						1,000	28 Sep 2021	Shares held in a custodial account on behalf of a minor child of the Reporting Person

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	On February 3, 2021, under the Shareholder and Board approved Newtek Business Services Corp. 2015 Stock Incentive Plan, the reporting person was granted 3,467 restricted shares of the Issuer's common stock as a restricted stock award. One-third of the Award will vest on each of the following dates: February 15, 2022; February 15, 2023; and February 15, 2024. Dividends, in the form of common stock, will be paid during the restricted period, and such common stock will also vest pursuant to the vesting schedule.

Content

On February 3, 2021, under the Shareholder and Board approved Newtek Business Services Corp. 2015 Stock Incentive Plan, the reporting person was granted 3,467 restricted shares of the Issuer's common stock as a restricted stock award. One-third of the Award will vest on each of the following dates: February 15, 2022; February 15, 2023; and February 15, 2024. Dividends, in the form of common stock, will be paid during the restricted period, and such common stock will also vest pursuant to the vesting schedule.