Halli Razon-Feingold - Sep 28, 2021 Form 3 Insider Report for Newtek Business Services Corp. (NEWTL)

Role
Director
Signature
Halli Razon-Feingold
Stock symbol
NEWTL
Transactions as of
Sep 28, 2021
Transactions value $
$0
Form type
3
Date filed
10/6/2021, 04:16 PM
Next filing
Jan 10, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding NEWTL Common stock 9.81K Sep 28, 2021 Direct F1
holding NEWTL Common stock 1K Sep 28, 2021 Shares held in a custodial account on behalf of a minor child of the Reporting Person
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 On February 3, 2021, under the Shareholder and Board approved Newtek Business Services Corp. 2015 Stock Incentive Plan, the reporting person was granted 3,467 restricted shares of the Issuer's common stock as a restricted stock award. One-third of the Award will vest on each of the following dates: February 15, 2022; February 15, 2023; and February 15, 2024. Dividends, in the form of common stock, will be paid during the restricted period, and such common stock will also vest pursuant to the vesting schedule.