| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | EQH | Common Stock | Options Exercise | $281,100 | +15,000 | +24% | $18.74 | 77,592 | 01 Oct 2021 | Direct | F1, F2 |
| transaction | EQH | Common Stock | Sale | $450,316 | -15,000 | -19% | $30.02 | 62,592 | 01 Oct 2021 | Direct | F1, F2, F3 |
| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Underlying Class | Amount | Exercise Price | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | EQH | Employee Stock Option (right to buy) | Options Exercise | $0 | -15,000 | -5.3% | $0.000000 | 269,833 | 01 Oct 2021 | Common Stock | 15,000 | $18.74 | Direct | F1, F4 |
| Id | Content |
|---|---|
| F1 | The sales reported and options exercised on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 28, 2021. |
| F2 | Includes restricted stock units. |
| F3 | This transaction was executed in multiple trades at prices ranging from $30.0000 to $30.0800. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. |
| F4 | The options vested/vest in three equal annual installments beginning on February 14, 2020. |