Jeffrey Hurd - Oct 1, 2021 Form 4 Insider Report for Equitable Holdings, Inc. (EQH)

Role
Senior EVP & COO
Signature
/s/ Ralph Petruzzo as attorney-in-fact for Jeffrey J. Hurd
Stock symbol
EQH
Transactions as of
Oct 1, 2021
Transactions value $
-$169,217
Form type
4
Date filed
10/6/2021, 04:15 PM
Previous filing
Sep 2, 2021
Next filing
Nov 2, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction EQH Common Stock Options Exercise $281K +15K +23.96% $18.74 77.6K Oct 1, 2021 Direct F1, F2
transaction EQH Common Stock Sale -$450K -15K -19.33% $30.02 62.6K Oct 1, 2021 Direct F1, F2, F3

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction EQH Employee Stock Option (right to buy) Options Exercise $0 -15K -5.27% $0.00 270K Oct 1, 2021 Common Stock 15K $18.74 Direct F1, F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The sales reported and options exercised on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 28, 2021.
F2 Includes restricted stock units.
F3 This transaction was executed in multiple trades at prices ranging from $30.0000 to $30.0800. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F4 The options vested/vest in three equal annual installments beginning on February 14, 2020.