| Type | Sym | Class | Transaction | Value $ | Shares | Change % | Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | EQH | Common Stock | Options Exercise | $281 K | +15 K | +23.96% | $18.74 | 77.6 K | Sep 1, 2021 | Direct | F1, F2 |
| transaction | EQH | Common Stock | Sale | -$462 K | -15 K | -19.33% | $30.83 | 62.6 K | Sep 1, 2021 | Direct | F1, F2, F3 |
| Type | Sym | Class | Transaction | Value $ | Shares | Change % | Price $ | Shares After | Date | Underlying Class | Amount | Exercise Price | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | EQH | Employee Stock Option (right to buy) | Options Exercise | $0 | -15 K | -5% | $0.00 | 285 K | Sep 1, 2021 | Common Stock | 15 K | $18.74 | Direct | F1, F4 |
| Id | Content |
|---|---|
| F1 | The sales reported and options exercised on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 28, 2021. |
| F2 | Includes restricted stock units. |
| F3 | This transaction was executed in multiple trades at prices ranging from $30.7200 to $31.0700. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. |
| F4 | The options vested/vest in three equal annual installments beginning on February 14, 2020. |