Gregory P. Lewis - Oct 3, 2021 Form 4 Insider Report for HONEYWELL INTERNATIONAL INC (HON)

Role
SrVP & Chief Financial Officer
Signature
Su Ping Lu for Gregory P. Lewis
Stock symbol
HON
Transactions as of
Oct 3, 2021
Transactions value $
-$182,514
Form type
4
Date filed
10/5/2021, 08:04 PM
Previous filing
Jun 2, 2021
Next filing
Feb 15, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction HON Common Stock Options Exercise +1.9K +6.82% 29.8K Oct 3, 2021 Direct F1
transaction HON Common Stock Tax liability -$183K -851 -2.85% $214.47 29K Oct 3, 2021 Direct
holding HON Common Stock 1.77K Oct 3, 2021 Held in 401(k) plan

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction HON Restricted Stock Units Options Exercise $0 -1.9K -51.7% $0.00 1.78K Oct 3, 2021 Common Stock 1.9K Direct F1, F2, F3, F4, F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Instrument converts to common stock on a one-for-one basis.
F2 Includes the reinvestment of dividend equivalents into 179 additional restricted stock units.
F3 All restricted stock units held by the Reporting Person have been adjusted to increase the number of shares in a manner subject to the adjustment provisions of the Garrett Motion Inc. spin-off from Honeywell which occurred on October 1, 2018 and the Resideo Technologies, Inc. spin-off from Honeywell which occurred on October 29, 2018.
F4 The Restricted Stock Units were granted under the 2016 Stock Incentive Plan with vesting on October 3, 2019, October 3, 2021 and October 3, 2023.
F5 Excludes reinvestment of dividend equivalents during the vesting period.