Gregory P. Lewis - Jun 1, 2021 Form 4 Insider Report for HONEYWELL INTERNATIONAL INC (HON)

Role
SrVP & Chief Financial Officer
Signature
Su Ping Lu for Gregory P. Lewis
Stock symbol
HON
Transactions as of
Jun 1, 2021
Transactions value $
-$988,722
Form type
4
Date filed
6/2/2021, 04:13 PM
Next filing
Oct 5, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction HON Common Stock Options Exercise $359K +6.3K +27.5% $57.00 29.2K Jun 1, 2021 Direct F1, F2
transaction HON Common Stock Tax liability -$865K -3.72K -12.74% $232.51 25.5K Jun 1, 2021 Direct F1, F3
transaction HON Common Stock Options Exercise $419K +6.3K +24.72% $66.43 31.8K Jun 1, 2021 Direct F1, F2
transaction HON Common Stock Tax liability -$901K -3.87K -12.17% $232.89 27.9K Jun 1, 2021 Direct F1
holding HON Common Stock 1.75K Jun 1, 2021 Held in 401(k) plan

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction HON Stock Option (Right to Buy) Options Exercise $0 -6.3K -100% $0.00* 0 Jun 1, 2021 Common Stock 6.3K $57.00 Direct F1, F2, F4
transaction HON Stock Option (Right to Buy) Options Exercise $0 -6.3K -100% $0.00* 0 Jun 1, 2021 Common Stock 6.3K $66.43 Direct F1, F2, F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.
F2 Adjusted to increase the number of shares and reduce the exercise price, in a manner subject to the adjustment provisions of the AdvanSix Inc. spin-off from Honeywell which occurred on October 1, 2016; the Garrett Motion Inc. spin-off from Honeywell which occurred on October 1, 2018; and the Resideo Technologies, Inc. spin-off from Honeywell which occurred on October 29, 2018.
F3 The price reported in this column is a weighted average price. These shares were sold in multiple transactions at prices ranging from $231.72 to $233.27, inclusive. The Reporting Person undertakes to provide to Honeywell International Inc., any security holder of Honeywell International Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F4 The Employee Stock Options were granted under the Corporation's 2011 Stock Incentive Plan and vested in four equal annual installments, with the first installment vesting on February 29, 2013.
F5 The Employee Stock Options were granted under the Corporation's 2011 Stock Incentive Plan and vested in four equal annual installments, with the first installment vesting on February 27, 2014.