GREGORY STAPLETON - 01 Oct 2021 Form 4 Insider Report for UNIVERSAL ELECTRONICS INC (UEIC)

Role: Director
Signature: /s/Gregory P. Stapleton, by Richard A. Firehammer, Jr., pursuant to Limited Power of Attorney dated April 24, 2008 (attached)
Issuer symbol: UEIC
Transactions as of: 01 Oct 2021
Net transactions value: -$31,022
Form type: 4
Filing time: 05 Oct 2021, 13:45:53 UTC
Previous filing: 02 Jul 2021
Next filing: 04 Jan 2022
SEC: View on sec.gov

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	UEIC	Common Stock	Options Exercise		+1,250	+3.5%		36,976	01 Oct 2021	Direct	F1
transaction	UEIC	Common Stock	Tax liability	$31,022	-625	-1.7%	$49.64^*	36,351	01 Oct 2021	Direct	F2, F3

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
transaction	UEIC	Restricted Stock Units	Options Exercise	$0	-1,250	-25%	$0.000000	3,750	01 Oct 2021	Common Stock	1,250		Direct	F1, F4

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	Each restricted stock unit represents a contingent right to receive one share of UEI common stock.
F2	This transaction represents a withholding of shares to cover taxes applicable to a vesting of RSUs also reported on this Form 4.
F3	Price determined in accordance with the terms of the company's current Directors Compensation Plan.
F4	These restricted stock units are one-fourth of the total granted on July 1, 2021, which original grant was awarded as director compensation and generally vests and is paid quarterly on the first day following the end of each calendar quarter.