Key facts
- This page summarizes Gregory Stapleton's Form 4 filing for UNIVERSAL ELECTRONICS INC (UEIC).
- 3 reported transactions and 1 derivative row are listed below.
- Filing timestamp: 05 Oct 2021, 13:45.
Gregory Stapleton - 01 Oct 2021 Form 4 Insider Report for UNIVERSAL ELECTRONICS INC (UEIC)
- Role
- Director
- Signature
- /s/Gregory P. Stapleton, by Richard A. Firehammer, Jr., pursuant to Limited Power of Attorney dated April 24, 2008 (attached)
- Issuer symbol
- UEIC
- Transactions as of
- 01 Oct 2021
- Net transactions value
- -$31,022
- Form type
- 4
- Filing time
- 05 Oct 2021, 13:45:53 UTC
- Previous filing
- 02 Jul 2021
- Next filing
- 04 Jan 2022
- SEC
- View on sec.gov
Key filing fact
Gregory Stapleton filed Form 4 for UNIVERSAL ELECTRONICS INC (UEIC) on 05 Oct 2021.
Change
- Previous filing in this sequence was filed on 02 Jul 2021.
- Current net transaction value: -$31,022.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
See Original Filing
Ownership activity is grounded in SEC Form 4 disclosures.
Transactions Table
UEIC
transaction
Common Stock
Options Exercise
- Transaction value
- Shares
- +1,250
- Change %
- +3.5%
- Price
- Shares after
- 36,976
- Date
- 01 Oct 2021
- Ownership
- Direct
- Footnotes
- F1
UEIC
transaction
Common Stock
Tax liability
- Transaction value
- $31,022
- Shares
- -625
- Change %
- -1.7%
- Price
- $49.64*
- Shares after
- 36,351
- Date
- 01 Oct 2021
- Ownership
- Direct
- Footnotes
- F2, F3
Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)
UEIC
transaction
Derivative
Restricted Stock Units
Options Exercise
- Transaction value
- $0
- Shares
- -1,250
- Change %
- -25%
- Price
- $0.000000
- Shares after
- 3,750
- Date
- 01 Oct 2021
- Ownership
- Direct
- Underlying class
- Common Stock
- Underlying amount
- 1,250
- Exercise price
- Footnotes
- F1, F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.
Explanation of Responses:
| Id | Content |
|---|---|
| F1 | Each restricted stock unit represents a contingent right to receive one share of UEI common stock. |
| F2 | This transaction represents a withholding of shares to cover taxes applicable to a vesting of RSUs also reported on this Form 4. |
| F3 | Price determined in accordance with the terms of the company's current Directors Compensation Plan. |
| F4 | These restricted stock units are one-fourth of the total granted on July 1, 2021, which original grant was awarded as director compensation and generally vests and is paid quarterly on the first day following the end of each calendar quarter. |